Experience

• 

  Bank of america

  Jun 1999 - Aug 2008

  Avp;business support manager

  Developed and implemented ideation management, creation, ideation procedures and led the operations of the Innovation Enablement Team.

• 

  Wachovia

  Sept 2008 - Feb 2010

  Sr. aml compliance investigator

  Executed AML investigations through alert management by evaluating transaction history, negative news etc in an effort to mitigate risk, to ensure that the level of risk conforms to BSA/AML standards and regulations.

• 

  Td

  Nov 2011 - May 2013

  Avp, aml subpoena investigations team manager

  Led a team of Subpoena investigators in the AML unit, responsible for money laundering and terrorist financing detection and risk mitigation. Led a team focused on AML projects and processes that are broad in scope and moderately complex, ensuring appropriate queue management and proper idea of unusual and/or suspicious activity.

• 

  Citi

  May 2013 - Oct 2014

  Sr. compliance analyst; kyc/edd quality control

  Executed high quality quality control standards maintained for KYC and Enhanced Due Diligence (EDD) casework. Leading refresh for Commercial Banking cases/clients for adherence to EDD requirements. The KYC QC Lead decreases regulatory and reputational risk by exercising sound judgment in TPPP, MSB’s & Foreign Offshore.

• 

  Experis

  Oct 2014 - Jun 2015

  Bsa/aml sme/audit consultant
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  U.s. bank

  Jun 2015 - Aug 2018

  Vp; aml quality assurance testing consultant - wholesale banking
• 

  Wells fargo

  Aug 2018 - Mar 2020

  Sr. financial crimes compliance consultant - enterprise functions testing & validation

  Led and executed Financial Crimes Risk Management (FCRM) BSA/AML second line testing compliance reviews, entailing risk identification, control gaps and issue validation.

• 

  Mufg

  Mar 2020 - Feb 2023

  Bsa/aml financial crimes compliance senior auditor

  Identify, manage & mitigate financial crime risk through execution of high-risk product BSA/AML & regulatory audit engagements. Directs change through influence with stakeholders and providing support to the business by proposing enhancements to controls and maintaining proper risk assessments.

• 

  Truist

  Feb 2023 - now

  Vp; financial crimes compliance audit manager - fraud risk

  Identify, manage & mitigate financial crimes fraud risk through leading audit engagements, liaising with pertinent stakeholders to properly assess business unit processes and provide credible challenge in an effort to increase efficiency and identify potential risks or gaps.