Talk to sales Try for Free
Vaibhav Jain

Vaibhav Jain

Followers of Vaibhav Jain305 followers
location of Vaibhav JainGurgaon, Haryana, India

Connect with Vaibhav Jain to Send Message

Connect

Connect with Vaibhav Jain to Send Message

Connect

  • Timeline

  • About me

    Series 24,7 and 66 - Supervision Principal - General Securities Principal - US capital market

  • Education

    • Kurukshetra University

      2012 - 2014
      MBA - Master of Business Administration Finance, General A

  • Experience

    • Ameriprise Financial Services, LLC

      Feb 2016 - Apr 2021

      Divorce settlement, Trust pass through, life event settlement, Estate Claim Settlement , Due diligence and KYC, Compliance review, Suitability reviewApart from day to day processing daily production, Quality, Inventory reports maintenance, 2 process migrated through webex, arranging calibration session with quality, queue management, escalations handling, floor support **

      • Senior Associate

        Feb 2019 - Apr 2021

      • Associate

        Feb 2017 - Feb 2019

      • process trainee

        Feb 2016 - Feb 2017

    • Genpact

      May 2021 - Dec 2022
      Management Trainee

    • Principal Global Services

      Dec 2022 - now
      PSI Supervision II

  • Licenses & Certifications

    • Series 66

      North America securities administrators association
      May 2022

    • FINRA -SIE

      FINRA Investor Education Foundation
      Nov 2019

    • Series 24

      FINRA
      Dec 2021

    • Series 7

      FINRA
      Aug 2021

    • Lean Six Sigma Green Belt (ICGB)

      Genpact