Roque Salinas, MPA, CFE

Experience

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  Untied State Probation

  May 2011 - Sept 2011

  General Clerk Intern

  As a summer intern working for the federal probation office, my duties included filing correspondence, cards, invoices, receipts, and other records in alphabetical or numerical order or according to the filing system used. I located and removed material from files when requested. I entered data from source documents into computers. Assigned and recorded or stamped identification numbers or codes to index materials for filing or storage. Other duties were to remove out dated materials in accordance with file maintenance schedules or legal requirements. I followed strict security protocol and confidentiality procedures. Show less

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  Texas State University

  Mar 2013 - Dec 2014

  General Office Clerk

  My duties are to answers any questions that students or parents may have about Texas State University’s housing regulations, process, or issues that the student may have with them, I do these duties both over the phone and in person when they come into our office. I also do some office work for the department that included but not limited to, filing documentations that students turn in to the University or request for the University. Data entry for students who are having issues with our system, run errands across campus and other service that may be needed. Show less

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  Texas State Securities Board

  Feb 2015 - Nov 2020

  Performs on-site inspections of registered dealers/investment advisers to ensure compliance with the provisions of the Texas Securities Act. Job duties include: analysis of documents and financial records obtained from inspections to determine compliance with the statutes and rules administered by the Texas State Securities Board; review of filings made by registered dealers/investment advisers; investigation of complaints filed against registered dealers/investment advisers; and related work as assigned Show less

  • Financial Examiner III

    Apr 2016 - Nov 2020

  • Administrative Assistant

    Feb 2015 - Mar 2016
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  City of Waco, TX

  Nov 2020 - Nov 2022

  Senior Budget Analyst

  • Prepares annual operating and capital budgets; consolidates department budgets.• Assists departments with budget development and management.• Examines budget proposals for completeness, accuracy and compliance to standards.• Prepares status and summary reports and effectively communicates financial issues.• Researches Budget issues and evaluates and analyzes financial data and trends.• Supports the relationship between the City of Waco and the general public by demonstrating courteous andcooperative behavior when interacting with citizens, visitors and City staff; maintains confidentiality of workrelated issues and City information. Show less

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  Roque Salinas Consulting LLC

  Jan 2021 - now

  Owner/Director of Compliance

  • Assist investment advisory firms registered, primary in the State of Texas to be in compliance with the Texas State Securities Act and the Texas State Securities Board rules. • Assist investment advisory firms with regulatory compliance audits and provide responses to regulators. • Complete and file annual ADV updates for firms and file updates are required due to material changes throughout the year. • Provide guidance and training to investment advisory firms on important regulatory issues and recommend best practices.• Provide regular communication to firms on compliance, regulatory orders, new regulatory rules, and other compliance matters. • Review and submit findings of client complaints.• Register firms in other states to be in compliance with state de minimis rules. Show less

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  CITY OF LEON VALLEY

  Dec 2022 - now

  Economic Development: Lead initiatives to improve and revitalize commercial areas, fostering business growth and community engagement.Planning and Zoning: Manage project oversight to ensure compliance with regulations while promoting sustainable development practices that enhance quality of life.Collaboration: Work closely with various departments, including Public Works, Fire, Police, Community Relations, and Human Resources, to align departmental goals and facilitate interdepartmental projects.Project Management: Oversee major projects, ensuring timely execution and adherence to budgetary constraints while engaging with community stakeholders to gather input and feedback.Reporting: Provide regular updates to the City Council on departmental activities, project progress, and community impact. Show less

  • Executive Director

    Oct 2024 - now

  • Director of Economic Development

    Dec 2022 - Oct 2024