CA Shubhankar Rege

Experience

• 

  CNK & Associates LLP

  Mar 2015 - Aug 2015

  Article Assistant

  Statutory Auditor (including Listed Company Audit)

• 

  SVM Associates

  Sept 2015 - Feb 2017

  Article Assistant

  Statutory AuditorTax AuditorVAT AuditorIncome Tax- Assessment Proceedings Team

• 

  Ramanand & Associates

  Feb 2017 - Apr 2018

  Article Assistant

   Assisted in various taxation matters, including:o Drafting appealso Scrutiny Assessmentso Filing of Return of Income under the Income Tax Act, 1961 Conducted Statutory Audits in accordance with The Companies Act 2013

• 

  Axis Bank

  Aug 2020 - Nov 2020

  Deputy Manager - Fx Treasury Sale

   Spearheaded data analysis projects to find process improvement opportunities Supported Senior Management with timely reports for strategic decisions Formulated the Annual Operating Plan for the Executive Management Collaborated with Business Intelligence Unit (BIU) to develop business dashboards for the relevant stakeholders. Enhanced report automation in collaboration with the Business Reporting team

• 

  KPMG

  Aug 2021 - Jul 2022

  Consultant - IT Advisory

   Conducted SOC 1 Audit covering areas like:o Application Development and Maintenanceo Software Testing Serviceso Service Request Fulfilmento Problem Managemento Logical Security, Physical Security, etc. Accountable for executing SOC 2 Audits focusing on Trust Services Criteria such as Security, Confidentiality, Availability, etc. Engaged in Information Risk Management for Banking and Insurance companies. Tasks included:o IT General Controls Testingo IT Application Controls Testingo Application Interfaces Testingo End User Computation Controls Testing Show less

• 

  HDFC Bank

  Aug 2022 - now

  Manager - Information Systems Audit

   Executed Information Systems Audits following COBIT processes to ensure the proper functioning of controls such as:o Application IT General Controls, including Application Change and Configuration Management, User Access Management, Interface Securityo Application Availability and Capacity Controls  Executed Business Continuity Management Audits as per ISO 22301. Focused primarily on High to medium-risk areas of the bank applications. Assisted Team Leads and Zonal Heads in thematic and management audits. Evaluated the compliance with the bank's IT, Information Security Policies and Procedures, and regulatory guidelines based on the collected evidence. Identified exceptions and formed preliminary audit opinions. Drafted audit findings for discussions with auditees to gather their input. Supported Team Leads and Zonal Heads in drafting audit work papers for the Audit Committee. Show less