Simon Lau

Experience

• 

  Arvato Financial Solutions

  Aug 2012 - Sept 2017

  - Governance over Asia Pacific Operation Center in terms of contractual and regulatory compliance.- Governance over Global Volume Licensing and New Generation Volume Licensing line of business- Manage and run Microsoft's Channel Compliance control with the coverage of 54countries worldwide- Service delivery to our client, Microsoft- SPOC for Microsoft Internal and External Audit for VL and NGVL Line of Business.- Core team member in numerous Microsoft's project involving Revenue standard, Tax and SOX.- Lead and drive annual internal audit plan covering engagement objective from SOX, Legal, Rev Rec, and Channel Compliance Show less QUALITY•monthly random sampling audit for SOX and Quality control•provide feedback and remediation action for operation team based on audit result•perform analytical and root cause analysis investigation for process improvement•handle SOX and Quality escalation from operation team in order to ensure 100% compliant with Microsoft's compliance rule•control walkthrough with Microsoft's internal & external auditor. POC in handling all query from auditor. •Asia Pacific Operation Center point of contact for any Business Continuity Management & Privacy issue. TRAINING•appointed as one of the main trainer to travel to the newly established operation center in Manila for Microsoft's TITAN project•conduct hard & soft skill training to operation staff. Example: Time Management, Effective Presentation & Train the Trainer•conduct induction training for all new hire staff•conduct all training which regards to any change request from Microsoft to the operation team. Show less

  • Regional Audit & Compliance Lead

    Jun 2015 - Sept 2017

  • Training & Quality specialist

    Sept 2013 - May 2015

  • Transactional Specialist

    Aug 2012 - Sept 2013
• 

  Courts Asia

  Oct 2017 - Aug 2018

  Senior Internal Auditor
• 

  Singlife Financial Advisers

  Oct 2018 - Sept 2022

  • Senior Wealth Manager

    Mar 2020 - Sept 2022

  • Wealth Manager

    Oct 2018 - Mar 2020
• 

  Manulife Financial Advisers Pte Ltd

  Sept 2022 - now

  Director of Sales, Financial Services