Aduragbemi Oyedokun B.Sc, ACCA

Experience

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  Mutual Benefits MicroFinance Bank

  Apr 2009 - Oct 2010

  Internal Audit and Control (Branch)

  • Vetting of deposit slip used for daily transaction against the record on the pre-list register.• Spot check on the activities of the business developer and also on customer’s passbook.• Carry out daily call-over of transaction posted against the documents used.• Monitoring of withdrawals made by the customer service officer.• Custodian of loan forms and deposit booklets and also issuance of deposit booklets to the business developers.• Retaining duplicate copy of the tellers issued by the business developers and submitting them to the appropriate quarters.• Assisting in the disbursement of loans activities.• Safe keeping of the bank's assets/property and see to the compliance of the bank's policies as stated in the policy handbook.• Preparation of performance reports for business developers on daily, weekly and monthly basis. Show less

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  HEALTHPLUS

  Jul 2012 - Jul 2017

  Internal Control Officer

  Reported to the Head, Internal Audit & ComplianceMaintained contacts and interactions with other regulatory Financial Examiners, Tax Authorities and External Auditors for compliance purposes Undertook special investigations and ad-hoc activities required by Management in ensuring regulatory compliance Ensured reliability and sufficiency of the financial and management information/records generated by the Company Conducted Check of transactions in order to ensure the authenticity of these transactions and their compliance with established procedures Evaluates, reviews and improves the internal control, accounting systems and organization procedures to determine that they are properly designed, functioning and regularly updated. Contributed to the formulation of Audit policies and procedures in accordance with generally accepted audit principles and standards Conducted reviews of operational and accounting systems and practices to identify weaknesses and made suitable recommendations for Improvement. Conducted special assignments based on available information to resolve procedure and financial breaches in internal systems Evaluates the state of internal control arrangements in the company; and makes recommendations to assure management of their continued adequacy and appropriateness. Show less

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  Palton Morgan Holdings

  Jul 2017 - Jun 2020

  Deputy Manager, Internal Audit

  Review all necessary documentation used by the engineers to ascertain compliance with construction specifications stated by the governing agency.Examine the adequacy of the Personal Protective Equipment (PPE) provision and usage adherence within the construction sites to ensure compliance to governing body’s policies.Verify that Contractors are building in line with the industrial standards, consistency in the project management of all construction projects as outlined by the governing agency.Ascertaining construction projects are constructed with quality materials, and properly tested which are in line with the pre-approved specifications.Ensure compliance with management-established policies, standard operating procedures, as well as the adequacy of internal controls of Support Departments and report on it on a regular basis.Review of financial statements for compliance with statutory guidelines from regulators, policies and professional requirements.Take responsibility for continuous review of Support Departments: Lead the support audit team to improve the activities of Support Departments through continuous review and ensuring compliance.Assess and appraise Support Departments in order to provide Management with an evaluation of internal controls within the Departments in terms of processes and activities. Evaluate the accuracy, effectiveness and efficiency of Palton Morgan Holdings electronic and information processing systems. Show less

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  FundQuest Financial Services Limited

  Jul 2020 - now

  Head, Internal Audit & Control

  Ensure that the ethical standards within the financial institution are upheld and adhered to by the institution.Review of financial statements for compliance with statutory guidelines from regulators, policies and professional requirements. Carry out an independent investigation to ascertain the adequacy of the risk assessment done in rendering financial services to clients and report accordingly.Monitor periodic reports (Returns) generated and submitted to governing bodies: Central Bank of Nigeria (CBN), The Nigerian Financial Intelligence Unit (NFIU), etc. for compliance.Serve in an advisory capacity on managerial methods and processes to ensure adherence to the guidelines of regulatory authorities. Review and examine clients’ financial activities and ensure they are compliant with government regulations and in line with the organization’s operating policies. Monitor, investigate and prevent unethical financial conduct from clients and staff members within the institution by upholding Anti Money Laundering Acts (AML).Organize and reference work papers for review by Central Bank of Nigeria (CBN) Examiners, External Auditors and the Audit Committee;Identify and document the inherent risks and controls within the business processes;Develop a risk-based test plan by selecting an appropriate audit approach, test procedures and sampling criteria based on professional judgment and departmentally defined internal audit methodologyPerform audit tests and prepare working papers in accordance with professional standards and the Company’s internal audit methodology;Propose practical and value-added recommendations to address control weaknesses and/or process inefficiencies to enhance regulatory complianceConducts investigations of suspected internal fraud Show less