Kerry Sharkey

Experience

• 

  Merrill Lynch

  Mar 2010 - Jun 2012

  Senior Registered Retirement Specialist

  • Provide assistance with 401(k)s, pensions, self direct brokerage accounts, and non-qualified plans• Process equity and mutual fund trades, distributions, loans, direct rollovers, and fund transfers• Acquired FINRA Series 7 and 66 licenses

• 

  P&G Associates

  Jun 2012 - Oct 2014

  Financial Auditor

  • Provide internal audit services for clients in the New Jersey/New York/Pennsylvania region• Conduct audits related to investment portfolio management, fixed assets, regulatory reporting, call reports, bank reconciliations, accounts payable, and other financial areas• Review internal policies and procedures for adequacy and compliance with regulatory requirements• Perform SOX compliance testing• Assist with the revision of audit programs to address new regulations and requirements• Present findings and enhancements to Senior Management Show less

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  Merrill Edge

  Oct 2014 - Jan 2017

  Audit & Control Associate

  • Liaison responsible for the maintenance of internal business procedures • Facilitate Governance for all newly created procedures and material revisions• Provide quality control support for Middle Office teams across all Merrill Edge sites to ensure compliance with internal policies and procedures

• 

  Ilu.lily designs

  Mar 2022 - now

  Marketing & Production Assistant

  • Track orders and create reports documenting buying trends for Owner and Marketing Consultants• Monitor stockroom and assist with ordering inventory• Assist with design editing in Photoshop• Assist with producing, packaging, and shipping orders