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Klaus Springer, CAIA

Klaus Springer, CAIA

Stock Broker

Followers of Klaus Springer, CAIA3000 followers
location of Klaus Springer, CAIANew York, New York, United States

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  • Timeline

  • About me

    Carrier Capital Corporation

  • Education

    • Sapienza Università di Roma

      2001 - 2002
      ERASMUS credits Contabilità dei Costi; Futures, Opzioni e Altri Derivati Undergraduate

      options pricing theory

    • Frankfurt University of Applied Sciences

      1999 - 2003
      Diploma Management Sciences and Quantitative Methods

      Majoring in Quantitative Methods and International Finance

  • Experience

    • Currency and Commodity Brokers

      Jan 1997 - Jan 1998
      Stock Broker

      Cold-calling HNWIs regarding opportunities in the US stock market.

    • Hewlett Packard Enterprise

      Jan 1999 - Jan 1999
      Project Assistant

      Assisting the Business Manager in charge of Y2K-related proactive customer communications.

    • Goldman Sachs

      Jan 2000 - Jun 2000
      Night Receptionist

      Channeling incoming calls for GS's M&A bankers.

    • Lufthansa

      Apr 2002 - Sept 2002
      Summer Internship

      Financial Controlling for Passage Europe.

    • FCA Fiat Chrysler Automobiles

      Apr 2003 - Sept 2003
      Summer Internship

      Internship which included writing my University thesis, titled "Communication requirements with regards to the automotive supply chain".

    • Loh Services

      Jan 2004 - Jan 2004
      Financial Controller

      The plan was to help create a financial controlling infrastructure for a subsidiary.Air-lifted in from Germany to mitigate cultural differences.Lived in Italy for three weeks.

    • Topsportwetten LLC

      Jan 2006 - Oct 2006
      Sports Betting Broker

      Advised clients on sports betting.Cash management.Brokering.

    • Deutsche Bank

      Nov 2006 - Jun 2011

      Took care of clients' issues.Customer communications.Point of contact. - Cash Group: broker reconciliations, cash funding- Clearing: topday trade capture (e.g. EUREX, LIFFE)- Delivery Team: all things related to ETD expiry

      • Client Services Officer Futures and Options

        Jul 2009 - Jun 2011

      • Futures and Options Specialist

        Nov 2006 - Jul 2009

    • BNY

      Jul 2011 - Mar 2015

      Helped getting the clearing endeavor off the ground.- cash reconciliation- trade capture- administration/initiation of Give-Up Agreements (EGUS)- customer communications- product development- strategy Derivatives Middle Office for ETD and OTC trading.Convinced a DAX company on a factual basis to switch clearing mandates.Supervisor.

      • Derivatives Clearing Client Service Analyst (Start-Up)

        Oct 2012 - Mar 2015

      • Senior Derivatives Administrator

        Jul 2011 - Oct 2012

    • Carrier Capital GmbH

      Jan 2016 - now
      Owner

    • Carrier Capital Corporation

      May 2017 - now
      President and Chairman of the Board

  • Licenses & Certifications

    • CAIA charter

      CAIA Association

    • HarvardX Justice

      Harvard University
      Jan 2018
      View certificate certificate

    • HKS101A: American Government

      Harvard University
      Mar 2018
      View certificate certificate

    • Series 65

      FINRA
      Sept 2019