Rajath K A

Experience

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  SAMSUNG R&D INSTITUTE INDIA - BANGALORE PRIVATE LIMITED

  Aug 2018 - Aug 2020

  Data Annotator

  Samsung R&D Institute India-Bangalore (SRI-B), It is one of the largest R&D Centeroutside of South Korea and a key innovation hub in the Samsung group. I have worked here under visual intelligence project as an annotation analyst.

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  Motilal Oswal Financial Services Ltd

  Jan 2021 - Oct 2022

  Financial Advisor / Sr. Equity derivatives & forex Trader

  My role here is to Conduct research, providing trading ideas, identifying new marketplacetrends, executing client orders, ensuring risk management, and providing expertanalysis on market conditions- Analyzing financial information obtained from clients to determine strategiesfor meeting clients objectives.- Recommending strategies clients can use to achieve their financial goals andobjectives, including specific recommendations in such areas as cashmanagement, insurance coverage, and investment planning.- Building and maintaining client bases, keeping current client plans up-to-dateand recruiting new clients on an ongoing basis.- Making presentations on financial services to groups to attract new clients. Show less

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  HSBC

  Apr 2023 - Jul 2024

  Assistant Manager - Regulatory compliance & Risk ( Enchanced survillance -Investigation )

  - Monitor UK Bond Auctions and Scoping Reports to identify market manipulation.- Conducted surveillance on Fixed Income, detecting and analyzing potential manipulation scenarios- Detect price rigging, insider trading, and other manipulation scenarios through trader and sales desk communications.- Coordinate with FCA (UK) for regulatory compliance on market abuse.- Conducted communication surveillance (E-comms & Voice) for the EMEA & APAC regions.- Respond to escalations/referrals from Lexicon reviews.- Conduct deep dives and investigations on irregularities and abnormal activities.- Conducted QA (Quality Assurance) of reviewed E-Communications alerts and ensured appropriate QA documentation.- Preparation of periodic (Weekly/Monthly) MIS.- Assist in the calibration of lexicons.- Worked on ad hoc Communication tasks and requests Show less

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  Acuity Knowledge Partners

  Aug 2024 - now

  Senior Executive - Corporate and Forensic Compliance