
Timeline
About me
Dealing Manager at Equiniti
Education
St luke's sixth form college
2005 - 2007A levels economics, ict, media studiesSt columba's rc school bexleyheath
2002 - 2005
Experience
Selftrade
Oct 2007 - Jan 2015Working on an execution only dealing desk executing trades for retail customers and B2B's Administrating corporate actions and customer queries
Dealer
Jan 2012 - Jan 2015Customer Service Associate
Oct 2007 - Dec 2011
Equiniti
Jan 2015 - nowFCA approved Manager of certification employeesFCA approved Client Dealing My main duties include: • Manage a team of 5 dealers to ensure all follow best execution obligations• Member of our Dealing Governance Committee• Manage broker exposure limits on a daily basis• Review list of brokers regularly• Best execution checks• Liaise with Relationship Mangers to update on order flow and execution strategies• Testing of new trading systems• Hold one to one and team meetings • Manage limit order flow• Investigate any Dealing Complaints Show less
Dealing Manager
Sept 2021 - nowSenior Dealer
Nov 2017 - Sept 2021Dealer
Jan 2015 - Oct 2017
Licenses & Certifications
Cisi level 3 certificate in investments
Chartered institute for securities & investment (cisi)
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