Tom B.

Student Support Assistant

554 followers

Sevenoaks, England, United Kingdom

Connect with Tom B. to Send Message

Connect

Connect with Tom B. to Send Message

Connect

Timeline
About me
Compliance Assurance Manager at Close Brothers
Education
- Sackville School
  2001 - 2008
- Chartered Institute for Securities & Investment
  2016 - 2016
  Client Money and Assets Merit
- The London Institute of Banking & Finance
  2014 - 2014
  Certificate in Mortgage Advice and Practice (CeMAP) Merit
- The University of Sheffield
  2009 - 2012
  Bachelor of Arts (BA) Business Management 2:1
  Modules Included:Business StrategyInternational BusinessCorporate GovernanceEconomicsMarketingStatistics
- Chartered Institute for Securities & Investment
  2015 - 2015
  Introduction to Securities and Investments Merit
Experience
- Valence School
  Jan 2009 - Sept 2009
  Student Support Assistant
- M&G
  Aug 2012 - Aug 2012
  Central Risk Team - Intern
  I worked in the Central Risk Team responsible for reporting and analyzing the operational risks of the business. This experience gave me an insight into the functions of operational risk management and how it is an essential part of business management.
- C Hoare & Co
  Oct 2012 - Aug 2013
  Assistant Project Manager
- C. Hoare & Co.
  Aug 2013 - Mar 2021
  - Senior Compliance Analyst
    May 2019 - Mar 2021
  - Compliance Analyst
    Jun 2016 - May 2019
  - Assistant Compliance Officer
    Oct 2014 - Jun 2016
  - Managers Support
    Aug 2013 - Oct 2014
- Close Brothers
  Mar 2021 - now
  - Compliance Assurance Manager
    Aug 2023 - now
  - Senior Compliance Monitoring Officer
    Jul 2022 - Aug 2023
  - Compliance Monitoring Officer
    Mar 2021 - Jul 2022
Licenses & Certifications
- CeMap Level 3