Alex Tan (KH)

Experience

• 

  FP Avante Sdn Bhd

  Aug 2011 - Aug 2012

  Event Specialist

  - Work closely with internal and external event planning committees and client groups to define event goals, objectives and specific implementation plans that promote the organization brand. - Determine fiscal requirements and prepare budgetary recommendations.- Establish staff schedules, task assignments, equipment allocation to ensure conformance with department objectives and goals.- Represent and deliver service excellence that is keeping with the organization brand.

• 

  RHB Banking Group

  Sept 2012 - Sept 2015

  Compliance Analyst

  Joined the RHB Banking Group as Graduate Associate and specialize in Compliance function. Underwent series of job rotation in Operations Compliance, AML/CFT, Compliance Governance and Competencies and Islamic Compliance. Exposed to various business and functional units through attachment, i.e. branch, business banking, global trade center, credit approval and operations and processing hub.Permanent placement to Operations Compliance and Group Compliance Competency Management division for more than 2 years. Key roles and responsibilities:- Conduct compliance reviews against regulatory requirements, industry practices, etc.- Conduct periodic surveillance on branches and head office departments.- Develop various matrices to identify compliance hot spots and compliance risk profiling for group functions, products, services / channels and processes. - Perform research on new developments and keep the compliance management and staff apprised for future challenges & opportunities. - Perform analysis of the new compliance developments to identify impact / opportunity for group.- Review and identify new capabilities to improve the compliance process. Investigate compliance issues and prepare case studies. Show less

• 

  Little Trishaw Sdn Bhd

  Sept 2015 - Apr 2017

  Assistant Manager, Strategic Operations and Controls
• 

  Prudential Assurance Malaysia Berhad

  May 2017 - Jul 2021

  Advisory, Regulatory Change Management, Compliance Issues and Breaches Management, Regulatory Liaison, Management Reporting, Market Conduct. - Compliance Advisory- Product Compliance- Regulatory Change Assessment- Projects

  • Compliance Manager

    Apr 2018 - Jul 2021

  • Assistant Manager, Compliance

    May 2017 - Mar 2018
• 

  AIA Malaysia

  Aug 2021 - now

  Head of Regulatory Compliance Regulatory, Advisory, Data Privacy, ABC Compliance Regulatory ComplianceRegulatory Advice and Assessment (Outsourcing, RMiT, etc)Data PrivacyAnti-Corruption and Bribery

  • Senior Manager

    Jul 2023 - now

  • Principal

    Mar 2023 - Jun 2023

  • Compliance Consultant

    Aug 2021 - Feb 2023