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Cory H.

Cory H.

Followers of Cory H.1000 followers
location of Cory H.Lewisville, North Carolina, United States

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  • Timeline

  • About me

    BSA Officer, Coinbase, Inc.

  • Education

    • The George Washington University

      2007 - 2011
      Bachelor of Arts (B.A.) International Affairs

      Activities and Societies: Phi Beta Kappa, magna cum laude, Dean's List, Departmental Honors, National Society of Collegiate Scholars Concentration in Conflict and Security

    • Wake Forest University School of Law

      2011 - 2014
      Doctor of Law (J.D.)

      Activities and Societies: Journal of Business and Intellectual Property Law- Manuscripts Editor

  • Experience

    • BB&T

      Oct 2016 - Aug 2019

      1. Executed risk assessment process to identify inherent risks, assess the Company’s control environment, and determine and report residual money laundering and sanctions risk for Mortgage, Lending, and Deposit Divisions;2. Developed legal inventory for Bank and Bank Holding Company's business units to identify applicable regulations;3. Developed AML/Sanctions compliance programs for RIA and international subsidiaries, which included drafting policies and procedures that complied with securities-industry regulations and Canadian AML/Sanctions requirements; 4. Drafted policies, procedures, standards, and policy exceptions related to BSA/AML and OFAC Program internal controls. Responsible for division governance activities, including Board and Committee reporting, strategic project implementation, and on-going business unit support; 5. Reviewed and revised content and structure of Company-wide AML/OFAC training; 6. Responsible for Change Management and Regulatory Change Management functions;7. Responsible for responding to, including document production for, audits and regulatory exams. Show less

      • Sr. Financial Crimes Risk Assessment Officer, VP

        Jun 2017 - Aug 2019

      • Financial Crimes Independent Monitoring and Testing Officer, AVP

        Oct 2016 - Jun 2017

    • Robinhood

      Aug 2019 - Feb 2021

      Built and led four teams dedicated to monitoring covered business processes' risk and compliance obligations. This included the: Financial Crimes Monitoring Team, Compliance & Risk Monitoring Team, Compliance Testing Team, and Issues Management Team.

      • Manager, Governance, Risk & Compliance (GRC) Monitoring Solutions

        Aug 2020 - Feb 2021

      • AML & Fraud Operations QA/Testing Manager

        Aug 2019 - Aug 2020

    • Upgrade, Inc.

      Feb 2021 - Aug 2021
      Financial Crimes Program Director

    • Coinbase

      Oct 2021 - now

      • Director, Head of Global Financial Crimes Compliance Controls

        Aug 2024 - now

      • BSA Officer, Coinbase Inc., Coinbase Custody & Trust Company, and Coinbase Credit, Inc.

        Jul 2023 - now

      • Head of Financial Crimes Governance, Transformation, & Controls

        Jan 2023 - Aug 2024

      • Head of Financial Crimes Compliance Strategic Change

        Apr 2022 - Jan 2023

      • Senior Manager, AML Compliance & Investigations

        Oct 2021 - Apr 2022

  • Licenses & Certifications

    • North Carolina Law License

      North Carolina State Bar
      Sept 2014

    • Series 24 [Expired]

      FINRA
      May 2020

    • Certified Cryptoasset Anti-Financial Crimes Specialist (CCAS)

      ACAMS
      Dec 2022

    • Series 7 [Expired]

      FINRA
      Jan 2020

    • CAMS Certification

      ACAMS
      Sept 2017

  • Honors & Awards

    • Awarded to Cory H.
      Phi Beta Kappa - May 2011
    • Awarded to Cory H.
      CALI Award: Trade Secrets and Unfair Competition - Spring 2014

  • Volunteer Experience

    • Board Member

      Issued by Winston-Salem Zoning Board of Adjustment on Oct 2015
      Winston-Salem Zoning Board of AdjustmentAssociated with Cory H.