Sushree Tripathy

Experience

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  Bank of America Merrill Lynch

  Jun 2008 - Jun 2009

  FX Analyst

  Designation : FX Operations Associate Investment Banking Dept : FX Confirmations (Global Markets Operations & Middle Office) Key DeliverablesPerformed functions related to Investment Banking which included confirmation and settlement of Foreign Exchange Trades. Updated confirmation SOP.Dealt with Capital Markets, Money Markets and Currencies confirmation & Settlement.Generated Trade Tickets from RCC (Reuters Conversation Checker) for FX on behalf of trader & Served as a SME expert in RCCHighlights Awarded as a Productive and Accurate Performer for a quarter.Served as a SPOC for Team Building and corporate social responsibility.Keen eye to check processing of a product which saved 1.6 Billion $ from being transferred to incorrect account- appreciated by onshore & managers Show less

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  Barclays Investment Bank

  Jun 2012 - Sept 2014

  Sr. Equity Analyst

  Designation : Sr. Equity Settlements AnalystInvestment Banking Dept. : Crest Self Clearing, Prime Brokerage Project : Crest and Euroclear SettlementsClient : BarclaysManaged team of 6 member, co-ordinating the day today work allocation & team hurdle.Attending the daily risk calls, on all the ageing fails & breaks & the TAT to resolve the issues. Handled the risk calls on behalf of my manager. Daily checking of risk of matching and settlement for all the buy-in and buy-back trades on TD. Handled stock loan Script (Dividend Season) Settlements with 99.9% accuracy and no failure of settlements.Learned and delivered Daily Mark to market of collateral on behalf of Front office. Collateral settlement as part of DBV (Delivery By value) and its reconciliation. SME for the same and handled all escalation and issues in proper manner. Daily reconciliations of 6 major client bookings as part of Prime brokerage trades & ensure the client position is flat with the related Buy & sell bookings. Ensure the bookings are reconciled as per respective client & books before the market cut-off to mitigate the risk of missed bookings that would result in Financial risk for the client. Show less

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  BNP Paribas Financial Services

  Nov 2014 - Mar 2017

  Operations Team Lead

  Designation : Team LeadInvestment Banking Dept. : Asset Fund ServicesProject : Trade support processing Glasgow(confirmation & settlements) Key Deliverables:Key Duties involves, Reviewing reports, Monitoring SLA / KPI , Supervising staff, Preparing activity reports and End of Month various Management reports that suggest the performance of the team by Volume, efficiency and Capacity.Keeping abreast of changes in financial regulations, Custodian requirements and market requirements to ensure smooth sailing of process. Keeping the team updated on the changes and workaround required by the team, and how it impacts our process. Updating the changes in daily checklist to avoid any miss and risk.Producing client reports to specific deadline.Ensure the BAU is run on time & all the dead-lines are met for Client.Monitor & manage the cross training of the team, Leave management, Personal skill development & daily roaster. Monitor performance & development of the team & individual contributors. Ensure the team co-ordinates with each other to complete designated task to leave on time. Also provide regular / timely feedback and appreciation the members of the team. Point of Escalation from Client, Custodian, Broker & RM.Attending the daily risk call with onshore officers & Client directly to report on the all the trade booked & failed, Issues related to the team and any Heads up on Market pagers.Analyse gaps for process development and push the processors to question on manual work, check with the relevant team and do the necessary correction to remove the manual handling that would help increase the efficiency of the processors. Discussing the facts with management on factors influencing business/operations performance. Show less

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  BNP Paribas Asset Management

  Mar 2017 - Mar 2021

  Assistant Manager Lead Operation Ltd Trade Processing Sydney & Singapore Settlements

  Setting up of ERS location for Sydney client operations. contribute to and promote robust operating procedures across deliverables to ensure the risk is reduced or mitigated during any BCP situations. It involves working closely with operations teams, Getting up the knowledge ladder and cross training the specific individuals to take up the pressure and initiative to deliver client in worst case scenarios. including close contact with fund managers. Responsible for Middle office operational task relating to Sydney clients, their accounting on separate taxation platforms. Leading the team in creating an efficient, responsive and process driven operations team. Production of fund related management information for use of higher management and their corresponding meetings. Prepare information for and lead weekly meetings to discuss upcoming schedules.Operational responsibility for private client accounts and working with different stake holders to set up new funds, Reconciling trade and fund dealing activity, CA event, Cash management, reconciliations of stock and assets positions and performance. Oversight of third party custodian and administrator relationships.Additional to the Sydney client, taken over the Singapore clients monitoring their Settlements and fails management. Ensured the process has function during ERS testing and on floor ERS situation. ERS floor testing has been successfully commenced in Mumbai location. Show less

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  BNP Paribas Securities Services

  Mar 2021 - Jun 2021

  Operations Manager
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  Northern Trust Corporation

  Jul 2021 - now

  Section Manager