Rupas Puli CAMS, ICA

Experience

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  Canara Bank

  Jun 1996 - now

  Divisional Manager

  Growth PathJun’96 – May’04 : Clerk/ AssistantMay’04 – Jun’08 : Asst. ManagerJun’08 – Jul’13 : ManagerJul’13 - June 18 : Senior Manager / Compliance Officer & MLROJune 18 to till date : Divisional Manager Comprehensive knowledge of Anti- Money Laundering Policies, KYC, Client Screening, Transaction monitoring, Customer Due Diligence. Experience in closely working with group auditors and site risk teams during process. Transaction monitoring on privilege customers of bank and report for any suspicious activity pertaining to Money Laundering. Identifying and reviewing suspicious activities by ensuring all Standards of conduct that should be followed, so as to protect and enhance the reputation of client with the regulators. Efficiently reviewed all low risk KYC client profiles to ensure all required KYC documents and/or information has been obtained in accordance with the Bank’s Know Your Customer policies. Identified an investigating potential /confirmed match, reported to onshore Money Laundering Control teams and notified all the business areas where the customer holds a relationship. Handled customer complaints/requests for all liability products and ensured that all of them are resolved within specified TAT;ensure all controls and adhering to the processing of client’s transactions.Led compliance efforts and served as MLRO for four years in Kingdom of Bahrain, ensuring adherence to regulatory standards. Acted as primary liaison with the Central Bank of Bahrain, the country's financial regulator, fostering strong regulatory relationships. Implemented robust compliance frameworks and procedures to align with national and international regulatory requirements. * Comprehensive Knowledge in Trade Finance Operations, and Foreign Exchange * Led all the branches into limelight with sincere and dedicated efforts showing decent growth in all business parameters. Show less