Jerry Jose

Experience

• 

  ANZ

  Jun 2015 - Jun 2023

  •Implement, and maintain the CDD policies and procedures of the organization.Ensure they align with applicable laws, regulations, and industry best practices.•Conduct risk assessments to identify and evaluate the money laundering andterrorism financing risks associated with new and existing customers.•Oversee the process of identifying customers, verifying their identities, andestablishing the beneficial ownership of legal entities•Determine when EDD measures are necessary for higher-risk customers, such aspolitically exposed persons (PEPs), high-net-worth individuals, or clients from high-risk jurisdictions•Ensure proper documentation and maintenance of customer records, includingidentification information, due diligence findings, ongoing monitoring activities, andany suspicious activity reports (SARs) filed•Stay updated on relevant laws, regulations, and industry guidance related to CDD andAML (Anti-Money Laundering) compliance•Collaborate with internal audit and compliance teams to conduct periodic reviewsand assessments of CDD processes Show less •Designed and implemented successful plans for improving business performance that increasedoperational efficiency significantly.• Promoted continuous business improvement based on knowledge gained from from clientimplementation, previous experiences and ideas.• Analyzed and tracked data to prepare forecasts and identify trends.• Collaborated cross‑functionally with business analysts, developers, and testers.• Evaluated performance benchmarks and established review metrics for future tracking.• Utilized data modelling knowledge and statistical analysis to note trends and draw conclusions.• Contributed to range of projects, including data capture, storage, and forecast analysis. Show less · Steering effective execution of process of the company with zero issue / pendency· Ensuring that the resolution rates are within the allotted targets set by the business· Coordinating & developing training plan with management for fresher's and experience staff· Leading Internal Quality check for the team· Adhering to the SOPs and ensuring all operational risks of the unit are in control to achieve a satisfactoryrating on Compliance, Controls and Processes during internal and external audits· Generating important reports and dashboard to update the management about individual and businessperformance Show less

  • Senior CDD Compliance Officer

    May 2022 - Jun 2023

  • Subject Matter Expert

    Sept 2019 - May 2022

  • Merchant Operation Officer

    Jun 2015 - Sept 2019