Tom Broughton

Tom Broughton

Portfolio Manager

Followers of Tom Broughton3000 followers
location of Tom BroughtonNashville Metropolitan Area

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  • Timeline

  • About me

    Experienced Leader | Strategic Planning | Financial Analysis | M&A

  • Education

    • The University of Alabama

      2006 - 2008
      EMBA Business Administration

      Activities and Societies: Graduated with 3.94 GPA

    • The University of Alabama

      2000 - 2004
      Bachelor of Science Finance (Banking & Financial Services)

      Activities and Societies: Kappa Alpha Order - President in 2003 Jasons Blue Key Golden Key National Association of Collegiate Scholars Graduated Cum Laude Dean's List

  • Experience

    • Regions Bank

      Jun 2004 - Nov 2005
      Portfolio Manager

      Managed underwriting responsibilities and maintenance for 3 Business Bankers (Small Business Lenders)

    • RBC Bank

      Nov 2005 - Oct 2010

      Relationship Manager- Managed a portfolio comprised of 250 households throughout North Alabama ($70 million)- Developed short, imtermediate, and long-term planning for each client to help them reach their personal and professional goals- Used knowledge of securities industry, estate planning, retirement planning, education planning, investment planning, and insurance planning to differentiate myself in the market- Handled all of the personal and business needs for each of my clients (real estate, equipment, practice buy-in, operating lines, deposit solutions, etc.) Show less

    • National Bank of Commerce (Alabama)

      Nov 2010 - Nov 2013
      Vice President - National Bank of Commerce

      Commercial Lender- Manage entire personal and business relationship for clients- Deposit Accounts, Personal & Business Loans, Financial Planning Advice, etc.- Establishing long-term relationships with a small community bank that just opened its first location in Huntsville

    • Cadence Bank

      Dec 2013 - Jun 2019
      SVP, Market Executive

      Market Executive - 2nd fastest growing market in bank’s entire footprint during 5.5 years- Manage Commercial Lending Team- Effectively communicate strategy that incorporates all lines of business: retail, mortgage, wealth, international, etc. - Grow market share (We have tripled in size locally since 2013) and expand footprint in Central AL

    • Cygnal

      Jun 2019 - Oct 2021
      President

      President - Oversaw day to day operations during company revenue growth of 4x, which landed company on Inc 5000 List (team grew from 7 to 25+)- Led strategic acquisition/partnership with 2 companies & integration of teams - Professionalized Operations & Finance areas of company to create healthy accountability & empower managers (department P&Ls and P&Ls for each sales team member)- Oversaw legal, risk management, operations, finance & HR- Oversaw development of strategic plan for company and professional development plans for each team member to ensure alignment Show less

    • The Decision Co.

      Jun 2019 - Oct 2021
      President

      President- Oversaw controlling stake investment in Response:AI- Integrated team and processes alongside Dr. Fred Barber (R:AI CEO)- Recruited, hired & assisted sales team that generated 3x revenue growth over 2 years- Directly responsible for revenue generation

    • TRJ Consulting LLC

      Nov 2021 - now
      Owner

      - M&A Advisory Services- Successfully led 3 entrepreneurs to lucrative exits in first 18 months

    • Scale or Sell Consulting

      Oct 2023 - now
      Founder & CEO

      - Outsourced "C-Suite" for companies with Revenues between $5 million & $75 million- Manage internal accounting & finance teams while providing strategic advice to leadership teams- Transforming organizations by creating clarity through the organization- We handle your "issues list" so you can run your business- M&A Advisory

  • Licenses & Certifications

    • Series 7 Securities License

      The Financial Industry Regulatory Authority (FINRA)
      Jan 2008
    • MBA

      The University of Alabama
      May 2008
    • Registered Paraplanner

      College for Financial Planning
      Aug 2010
  • Volunteer Experience

    • Chair Of The Board Of Directors

      Issued by Cancer Wellness Foundation of Central Alabama on Jan 2014
      Cancer Wellness Foundation of Central AlabamaAssociated with Tom Broughton
    • Loaned Executive & Professional Campaign Chair

      Issued by United Way on Jan 2004
      United WayAssociated with Tom Broughton
    • Vice Chair Board Of Directors

      Issued by HUNTSVILLE LIBRARY FOUNDATION on Jan 2010
      HUNTSVILLE LIBRARY FOUNDATIONAssociated with Tom Broughton