
Tom Broughton
Portfolio Manager

Connect with Tom Broughton to Send Message
Connect
Connect with Tom Broughton to Send Message
ConnectTimeline
About me
Experienced Leader | Strategic Planning | Financial Analysis | M&A
Education

The University of Alabama
2006 - 2008EMBA Business AdministrationActivities and Societies: Graduated with 3.94 GPA

The University of Alabama
2000 - 2004Bachelor of Science Finance (Banking & Financial Services)Activities and Societies: Kappa Alpha Order - President in 2003 Jasons Blue Key Golden Key National Association of Collegiate Scholars Graduated Cum Laude Dean's List
Experience

Regions Bank
Jun 2004 - Nov 2005Portfolio ManagerManaged underwriting responsibilities and maintenance for 3 Business Bankers (Small Business Lenders)

RBC Bank
Nov 2005 - Oct 2010Relationship Manager- Managed a portfolio comprised of 250 households throughout North Alabama ($70 million)- Developed short, imtermediate, and long-term planning for each client to help them reach their personal and professional goals- Used knowledge of securities industry, estate planning, retirement planning, education planning, investment planning, and insurance planning to differentiate myself in the market- Handled all of the personal and business needs for each of my clients (real estate, equipment, practice buy-in, operating lines, deposit solutions, etc.) Show less

National Bank of Commerce (Alabama)
Nov 2010 - Nov 2013Vice President - National Bank of CommerceCommercial Lender- Manage entire personal and business relationship for clients- Deposit Accounts, Personal & Business Loans, Financial Planning Advice, etc.- Establishing long-term relationships with a small community bank that just opened its first location in Huntsville

Cadence Bank
Dec 2013 - Jun 2019SVP, Market ExecutiveMarket Executive - 2nd fastest growing market in bank’s entire footprint during 5.5 years- Manage Commercial Lending Team- Effectively communicate strategy that incorporates all lines of business: retail, mortgage, wealth, international, etc. - Grow market share (We have tripled in size locally since 2013) and expand footprint in Central AL

Cygnal
Jun 2019 - Oct 2021PresidentPresident - Oversaw day to day operations during company revenue growth of 4x, which landed company on Inc 5000 List (team grew from 7 to 25+)- Led strategic acquisition/partnership with 2 companies & integration of teams - Professionalized Operations & Finance areas of company to create healthy accountability & empower managers (department P&Ls and P&Ls for each sales team member)- Oversaw legal, risk management, operations, finance & HR- Oversaw development of strategic plan for company and professional development plans for each team member to ensure alignment Show less

The Decision Co.
Jun 2019 - Oct 2021PresidentPresident- Oversaw controlling stake investment in Response:AI- Integrated team and processes alongside Dr. Fred Barber (R:AI CEO)- Recruited, hired & assisted sales team that generated 3x revenue growth over 2 years- Directly responsible for revenue generation

TRJ Consulting LLC
Nov 2021 - nowOwner- M&A Advisory Services- Successfully led 3 entrepreneurs to lucrative exits in first 18 months

Scale or Sell Consulting
Oct 2023 - nowFounder & CEO- Outsourced "C-Suite" for companies with Revenues between $5 million & $75 million- Manage internal accounting & finance teams while providing strategic advice to leadership teams- Transforming organizations by creating clarity through the organization- We handle your "issues list" so you can run your business- M&A Advisory
Licenses & Certifications

Series 7 Securities License
The Financial Industry Regulatory Authority (FINRA)Jan 2008
MBA
The University of AlabamaMay 2008
Registered Paraplanner
College for Financial PlanningAug 2010
Volunteer Experience
Chair Of The Board Of Directors
Issued by Cancer Wellness Foundation of Central Alabama on Jan 2014
Associated with Tom BroughtonLoaned Executive & Professional Campaign Chair
Issued by United Way on Jan 2004
Associated with Tom BroughtonVice Chair Board Of Directors
Issued by HUNTSVILLE LIBRARY FOUNDATION on Jan 2010
Associated with Tom Broughton
Languages
- enEnglish
Recommendations

Jase nelson
Inside Account Executive | NMLS# 2086006 at Windsor MortgageSioux Falls, South Dakota, United States
Hitesh panchal
Technical Solution Consultant | IT Technical Project Manager | Service Delivery | Data Centre | Ente...Hamilton, Waikato, New Zealand
Sulayman colley
IT Officer at Gambia Armed ForcesThe Gambia
Doug weeden
Maintenance ManagerKnoxville, Tennessee, United States
Joana amorim
Social Media ManagerPortugal
Reka pramudita
System R&D Team Lead at PT. Anabatic TechnologiesJakarta, Jakarta, Indonesia
Arban kolari
Google | American AirlinesSan Francisco, California, United States
Bruno figueirôa
3x GCP Certified | Technical Account Manager @GoogleRecife, Pernambuco, Brazil
Pratyush kumar sahu
SAP BI/BW , SAP ABAP Consultant at TPWODLOdisha, India
Diego rodrigo
Marketing Trainee en CJG Consultores | AWS Certified Cloud PractitionerPerú
Victor abril-sanchez
Data & AI @ AccentureNew York City Metropolitan Area
Tanveer gharat
Assistant Manager L&D | Human Resources at Suminter India OrganicsThane, Maharashtra, India
Kate hutchinson
Marketing & Spanish Student at the University of Wisconsin-Madison School of Business | BEL Scholar ...Appleton, Wisconsin, United States
Paige wasniak
Manager, Client Solutions at GLGSan Diego, California, United States
Priyanka s
VP/ Lead Software Engineer at Wells FargoChennai, Tamil Nadu, India
Serbun özküçükparlak
Internal Control Chief at Vicat Group Turkey-CPAKonya, Türkiye.webp)
Ir. ahmad afiq abu kasim (pepc, cpesc,acpe)
PEPC Civil, Owner Perunding Afiq, Senior LecturerBandar Baru Bangi, Selangor, Malaysia
Sri devi abhirami v
Application Developer at ThoughtWorksCoimbatore, Tamil Nadu, India
Urszula pożoga
Global Compensation Data & Visualization Analyst in The Coca-Cola CompanyCracow, Małopolskie, Poland
Oritoke olateru
Industrial Chemist | EHS intern at Unilever Nigeria Plc | Occupational Health and Safety | Unilever ...Ikeja, Lagos State, Nigeria
...