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Guy Cooke, CFA

Guy Cooke, CFA

Officer United States Navy

Followers of Guy Cooke, CFA128 followers
location of Guy Cooke, CFAFulton, Missouri, United States

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  • Timeline

  • About me

    Consultant at FCI Advisors

  • Education

    • University of Missouri-Columbia

      1980 - 1983
      Bachelor of Arts - BA Latin American Studies

  • Experience

    • U.S. Navy Reserve

      Dec 1983 - Dec 1986
      Officer United States Navy

      Officer of the Deck Underway.

    • Wells Fargo Investment Management Group

      Jan 1987 - Apr 1991
      Senior Compliance Officer

      Managed compliance and risk management department for investment management group.

    • American Century Investments

      Apr 1991 - Jul 1994
      Director of Compliance

      Managed compliance department for an SEC and NASD registered firm.

    • Jones & Babson

      Aug 1994 - Dec 2002
      Chief Compliance Officer

      Compliance officer for an SEC and NASD registered firm.

    • McKinley Capital Management, LLC

      Jan 2003 - Jul 2010
      Chief Compliance Officer and Head of Infrastructure Development

      Responsible for regulatory oversight and for data information management.

    • Steedman Corporation

      Aug 2010 - now
      President

      Owns vineyard and consultant firm specializing in investment management.

    • FCI Advisors

      Jan 2011 - now
      Consultant

      Consults on compliance, operations and data information for an SEC registered investment adviser.

  • Licenses & Certifications

    • Chartered Financial Analyst (CFA)

      CFA Institute
      Sept 1990