Deep Enrich
Mel Cosio
VP, Institutional Soft Dollar Sales
330 followers
Uniondale, New York, United States
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About me
Chief Compliance Officer
Education
Rutgers, The State University of New Jersey-Newark
-BS Finance
Experience
PaineWebber
Sept 1989 - May 2000VP, Institutional Soft Dollar Sales
Deutsche Bank
May 2000 - Jan 2001VP, Institutional Soft Dollar Sales
Tullett Liberty Securities
Feb 2001 - Feb 2011Senior Vice President
Burke & Quick Partners LLC
Jan 2011 - Mar 2018SVP, Chief Compliance Officer
DFP Partners
Mar 2020 - nowDirectorCheers Securities
Dec 2022 - Oct 2023Chief Executive Officer
Licenses & Certifications
Series 52
FINRASeries 63
FINRA
Series 7
FINRASeries 14
FINRASeries 24
FINRASeries 99
FINRA
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