Brandon Moore

Fee-Based Sales Liaison

979 followers

Denver, Colorado, United States

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Timeline
About me
Regional Branch Manager - Field Supervision at Transamerica Financial Advisors, Inc.
Education
- Upright Citizens Brigade Theater - New York, NY
  2008 - 2008
  Improv Levels I-III
- Alliance University
  1995 - 1999
  BA English and History, Double Major
  DJ'd for Nyack College Radio, 88.7 FM.Wrote for the Nyack Forum college newspaper.Performed in Nyack College Drama Ensemble's presentations of Moliere's "Tartuffe" and Shakespeare's "Love's Labours Lost."
Experience
- UBS
  Jan 2001 - Jan 2006
  Fee-Based Sales Liaison
- WisdomTree Asset Management
  Jan 2006 - Jan 2008
  Regional Associate
- MassMutual
  May 2010 - Jan 2020
  - Agency Supervisory Officer
    Jan 2017 - Jan 2020
  - Business Acceptance Consultant - Western Region
    Nov 2013 - Jun 2017
  - Supervisory Control Procedures Consultant
    Apr 2013 - Nov 2013
  - Corporate RIA Operations Analyst
    Jul 2011 - Mar 2013
  - Representative Services
    May 2010 - Jul 2011
- Transamerica Financial Advisors, Inc.
  Jan 2021 - now
  Regional Branch Manager - Field Supervision
Licenses & Certifications
- Series 4 - Options Principal
  FINRA
  Jul 2013
- Series 7 - General Securities Representative
  FINRA
  Dec 2005
- Series 53 - Municipal Securities Principal
  FINRA
  Oct 2013
- Series 24 - General Securities Principal
  FINRA
  Mar 2013
- Series 66 - Uniform Combined State Law Examination
  FINRA
  Mar 2022
- Series 63 - Uniform Securities Agent State Law Examination
  FINRA
  Jun 2015