Brandon Moore

Brandon Moore

Fee-Based Sales Liaison

Followers of Brandon Moore979 followers
location of Brandon MooreDenver, Colorado, United States

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  • Timeline

  • About me

    Regional Branch Manager - Field Supervision at Transamerica Financial Advisors, Inc.

  • Education

    • Upright Citizens Brigade Theater - New York, NY

      2008 - 2008
      Improv Levels I-III
    • Alliance University

      1995 - 1999
      BA English and History, Double Major

      DJ'd for Nyack College Radio, 88.7 FM.Wrote for the Nyack Forum college newspaper.Performed in Nyack College Drama Ensemble's presentations of Moliere's "Tartuffe" and Shakespeare's "Love's Labours Lost."

  • Experience

    • UBS

      Jan 2001 - Jan 2006
      Fee-Based Sales Liaison
    • WisdomTree Asset Management

      Jan 2006 - Jan 2008
      Regional Associate
    • MassMutual

      May 2010 - Jan 2020
      • Agency Supervisory Officer

        Jan 2017 - Jan 2020
      • Business Acceptance Consultant - Western Region

        Nov 2013 - Jun 2017
      • Supervisory Control Procedures Consultant

        Apr 2013 - Nov 2013
      • Corporate RIA Operations Analyst

        Jul 2011 - Mar 2013
      • Representative Services

        May 2010 - Jul 2011
    • Transamerica Financial Advisors, Inc.

      Jan 2021 - now
      Regional Branch Manager - Field Supervision
  • Licenses & Certifications

    • Series 4 - Options Principal

      FINRA
      Jul 2013
    • Series 7 - General Securities Representative

      FINRA
      Dec 2005
    • Series 53 - Municipal Securities Principal

      FINRA
      Oct 2013
    • Series 24 - General Securities Principal

      FINRA
      Mar 2013
    • Series 66 - Uniform Combined State Law Examination

      FINRA
      Mar 2022
    • Series 63 - Uniform Securities Agent State Law Examination

      FINRA
      Jun 2015