Moazzam Shahzad

Experience

• 

  NBP Fund Management Limited

  Feb 2017 - Apr 2019

  1. KYC/CDD for Islamabad, Rawalpindi, Peshawar, Mirpur and Gujrat (Corporate & Individual).2. AML Screening for Sanction List, PEP, Adverse Media, Panama etc.3. Highlighting and Identifying Suspicious Transactions to the Head of Compliance4. Performing Enhanced Due Diligence on High Risk Customers.5. Follow up of the KYC Deviations on regular basis.6. Surprise/Planned visits of the branches to ensure regulatory compliance.7. Verification of the Digital Archiving of KYC and EDD Documents8. Compliance of Internal and External Compliance Directives across the region9. Training of the Sales Staff on Internal and External Compliance Directives.10. Internal Audit at Regional Level (Islamabad, Peshawar, Gujrat and Mirpur).11. Various adhoc tasks assigned by Head of Compliance Show less 1. KYC/CDD for Islamabad, Rawalpindi, Peshawar, Mirpur and Gujrat (Corporate & Individual).2. AML Screening for Sanction List, PEP, Adverse Media, Panama etc.3. Highlighting and Identifying Suspicious Transactions to the Head of Compliance4. Performing Enhanced Due Diligence on High Risk Customers.5. Follow up of the KYC Deviations on regular basis.6. Surprise/Planned visits of the branches to ensure regulatory compliance.7. Verification of the Digital Archiving of KYC and EDD Documents8. Compliance of Internal and External Compliance Directives across the region9. Training of the Sales Staff on Internal and External Compliance Directives.10. Internal Audit at Regional Level (Islamabad, Peshawar, Gujrat and Mirpur).11. Various adhoc tasks assigned by Head of Compliance Show less

  • Assistant Manager-Compliance

    Jul 2018 - Apr 2019

  • Compliance Officer

    Feb 2017 - Jun 2018
• 

  Khushhali Microfinance Bank Limited

  Apr 2019 - Feb 2020

  AML Analyst

  1. Investigate, review and resolve ML/TF related alerts generated through FCM or received through any other sources as per Bank's procedures and ensure effective records of alert closures.2. Ensure timely implementation of recommendations for resolution of issues identified during Transaction Monitoring Activity.3. Monitoring and reporting of Currency Transactions generated through Core Banking System, Business Insight or received through branches.4. Ensure timely and accurate submission of STRs to FMU on goAML and ensure proper record management.5. Assist in review of High Risk accounts (prior opening) to ensure proper KYC/CDD/EDD of potential customer and coordinate with branches for customer CDD review activity both on periodic and trigger event basis.6. Support line manager in the assessment of the Bank's policy and procedures in the light of AML Act, ATA Act, UNSC Sanction Regime, SBP Regulations, FATF Recommendations and international best pratices and make recommendations for necessary changes.7. Investigate, Review and resolve sanction's related alerts in efficient manner.8. Assist MFCC in planning, executing and delivering compliance training for all staff of KMBL covering all significant areas of KYC/AML.9. FATCA and CRS Compliance10. Analysis and Reporting of Bio-metric Verification for Legacy Customers Show less

• 

  NBP Fund Management Limited

  Feb 2020 - Nov 2020

  Deputy Manager-Compliance

  1. KYC/CDD for Islamabad, Rawalpindi, Peshawar, Mirpur and Gujrat (Corporate & Individual).2. AML Screening for Sanction List, PEP, Adverse Media, Panama etc.3. Highlighting and Identifying Suspicious Transactions to the Head of Compliance4. Performing Enhanced Due Diligence on High Risk Customers.5. Follow up of the KYC Deviations on regular basis.6. Surprise/Planned visits of the branches to ensure regulatory compliance.7. Verification of the Digital Archiving of KYC and EDD Documents8. Compliance of Internal and External Compliance Directives across the region9. Training of the Sales Staff on Internal and External Compliance Directives.10. Internal Audit at Regional Level (Islamabad, Peshawar, Gujrat and Mirpur).11. Various adhoc tasks assigned by Head of Compliance Show less