Priyanka Dawkhar

Experience

• 

  ICICI Securities

  Nov 2016 - now

  Consultant

  Location: ICICI SECURITIES LTD Swargate Pune. Job responsibilities:  KYC Operations with regards A/C opening Handling filed staff for executing KYC process with due diligence. Responsible for AOF processing for Pune Region for product such as Bank A/C, Trading A/C, Demat A/C ,NRI A/C and Overseas Trading A/C.  IPO and Bond bidding and getting all the application executed on exchanges and responsible for banking of cheques received with the IPO application. TAT monitoring / AOF account Tracking/ Handling Audit Compliances/ MIS & Report maintenance / Coordinating with Regional and Central Processing Unit Managing Customer Services related request post A/C opening which include raising services request and execution of the request received from central customer services team. Request received from sales team. Resolution of all the issues related to Bank A/C Trading A/C Demat A/C  Banking of cheques received as margin funding cheques  Application: ICIS FCRM Pivotal URL Achievement : Region stands no 1 n terms of volume handling of A/c opening form in Pan IndiaRegion also stands no 1 in terms of handling volume and account opening NCA% and TAT Hub is 100% process complaint and no issue reported till date in all the Internal and External Audit. Show less

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  State street HCL services

  Aug 2019 - now

  Senior Analyst

  # Job Responsibilities:1. Processing and Auditing of Mandatory and Voluntary Corporate action.2. Event Notification analysis, SWIFT instruction due diligence of new fund processing.3. Research and Prepare Model Worksheet for varied event type.4. Data sets spreading from the Statements, Transactions, Settlements.5. Corporate Action Reasonability – Test – Security price tolerance check6. Broker statement Analysis (Morgan Stanley, UBS and Goldman Sachs) – Account only Funds.7. Research Coverage of Securities on Bloomberg.8. Reconciliation.9. Coordinate with Security Pricing team Fund Valuation team Recon team and Varies team.10. Resolve queries received from Varies team regarding Corporate action. Show less