Victor Chau

Experience

• 

  PwC Hong Kong and Mainland China

  Oct 2012 - Oct 2019

  Responsible for:- Designed and developed Excel-based data collection tools and semi-automated score calculation tools to facilitate ongoing data collection and risk calculation exercise.- Delivering training and workshop sessions to internal staff and external clients with respect to case analysis on companies fined by regulators, latest money laundering trends, typologies, control measures and regulatory updates. - Provided business recommendations to 4 financial institutions in collaboration with team members to enhance business processes and controls.- Prepared written deliverables including but not limited to policies, procedures, methodologies and reports for external clients according to the engagement contracts. - Identified and presented internal control deficiencies of one asset management firm and one brokerage firm to engagement partners and clients to further improve internal control effectiveness.- Performed financial analyses for statutory audit of 5 financial institutions and advised clients on how to improve financial statement presentation

  • Financial Services Risk and Regulation - Manager

    Oct 2017 - Oct 2019

  • Financial Services Risk and Regulation - Senior Associate

    Aug 2014 - Oct 2017

  • Assurance - Associate

    Oct 2012 - Aug 2014
• 

  Securities and Futures Commission

  Oct 2019 - Nov 2021

  Manager

  Responsible for: 1) Designing public policies and guidance to ensure financial intermediaries were in compliance with local regulations2) Conducting regulatory compliance inspection periodically with particular focus on AML controls and processes to identify control deficiencies and non-compliance.3) Performing sectoral risk assessment on the securities sector in Hong Kong to identify ML/TF risks and threats faced by the sector and evaluate the effectiveness of AML/CTF measures of the sector Show less

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  AutoCanada

  Aug 2023 - Dec 2023

  Co-op Software Developer

  Responsible for building new features and debugging a web application using primarily JavaScript (React and TypeScript) and C#.

• 

  OOoishii Kitchen Winnipeg

  Oct 2023 - Jun 2024

  Co-Founder
• 

  KPMG Canada

  Jun 2024 - now

  Senior Consultant