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Balj Sumal

Balj Sumal

Compliance Mortgage Assessor

Followers of Balj Sumal322 followers
location of Balj SumalCirencester, England, United Kingdom

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  • Timeline

  • About me

    Business Assurance Area Relationship Manager

  • Education

    • Swindon College

      1996 - 1998
      HND Business and Marketing Business Studies

    • University of Reading

      2002 - 2003
      Bachelor of Arts - BA Business Studies

    • New College Swindon

      1994 - 1996
      GNVQ Advanced Business Business Studies

    • Nova Hreod Academy

      1989 - 1994

  • Experience

    • The Openwork Partnership

      Oct 2004 - Dec 2006
      Compliance Mortgage Assessor

      File checking Mortgage Advice for Openwork Advisers.

    • Zurich Insurance

      Jan 2007 - Mar 2008
      Technical Consultant

      Technical support for Independent Financial Advisers, on all areas of financial planning including Tax and Trust planning.

    • St. James’s Place

      Mar 2008 - now

      Working with Financial Advisers, Paraplanners, Support Staff and Field Management to upskill and drive up quality advice submissions. Supporting high net worth producers with oversight over Administration Centres. Managing a team file checkers, looking after advice for top producers. Training new joiners on file checking Pension, Mortgage and Protection advice. File checking, Mortgage, Protection, Investment and Pension advice.

      • Business Assurance Area Relationship Manager

        Nov 2018 - now

      • Principal Partner Operations Manager

        Jul 2016 - Oct 2018

      • Business Assurance Manager

        Jan 2014 - Jul 2016

      • Business Assurance Trainer

        Apr 2012 - Dec 2013

      • Business Assurance Compliance Officer

        Mar 2008 - Apr 2012

  • Licenses & Certifications

    • Cii Diploma Financial Planning

      Chartered ins
      Oct 2010