
Alison Tran

Connect with Alison Tran to Send Message
Connect
Connect with Alison Tran to Send Message
ConnectTimeline
About me
Senior Vice President, Head of Services Compliance at Citi
Education

Imperial College London
-Bachelor of Physics with Honours Physics
Experience

J.P. Morgan
Jan 2000 - Jan 2019Deliver strategic products (involving technology change) for clients and operations for all functions upstream of Fund Accounting Accountable for timely and accurate delivery of daily unit pricing and fund accounting products to superannuation and asset manager clients; responsible for client-driven and internally-driven unit pricing change Managed Equities Operations: Corporate Actions, Equities Settlements, Cash Equities Middle Office, Equity Derivatives Middle Office, Projects, Asia Derivatives Legal Documentation.Responsible Manager (ASIC) and Responsible Executive (ASX) Managed Middle Office and Product Control for Equity Derivatives Sales and Trading, Delta One and Structured Products Marketing businesses; Project Management Managed Equities Cash and Derivatives application support for traders and operations in Hong Kong, Tokyo and Sydney; Delivery of start of day risk for Europe and North America traders Application development and support; Team Management; Project Management
Executive Director, ANZ Operations Projects Lead, Securities Services - Operations
Jan 2015 - Jan 2019Executive Director, Head of ANZ Fund Accounting & Unit Pricing, Securities Services - Operations
Jan 2013 - Jan 2015Vice President, Head of Australia Equities Operations, Markets - Operations
Jan 2011 - Jan 2013Vice President, Australia Equity Derivatives Middle Office Manager, Markets - Operations
Jan 2007 - Jan 2011APAC Equities Application Support Manager, Markets - Technology
Jan 2002 - Jan 2007Fixed Income & Equities Development & Support Manager, Markets – Technology
Jan 2000 - Jan 2002

Citi
Nov 2019 - nowInstitutional Clients Group Institutional Clients Group
Head of Services Compliance Australia
Apr 2024 - nowSenior Product Compliance Officer
Apr 2022 - Apr 2024Product Compliance Officer
Nov 2019 - Mar 2022
Licenses & Certifications
- View certificate
.webp)
GARP Sustainability and Climate Risk (SCR™) Certificate
Global Association of Risk Professionals (GARP)Jan 2021
Recommendations

Viktoria bongenhielm
Civilingenjörsstudent samhällsbyggnad KTH | Biträdande projektledare på Leda Snyggt AB | Närskyddsso...Stockholm, Stockholm County, Sweden
Ismail abogunde
Geologist | Project Site Supervision | Environmental Analysis Enthusiast | Graphics Design | Content...Lagos, Lagos State, Nigeria
Florian lepont
Product Manager at Enchanted ToolsAntony, Île-de-France, France
Nate barfield
President at FedQuest Solutions Inc.Woodbridge, Virginia, United States
Nada ehab
Branch Manager at 19011 PharmaciesCairo, Cairo, Egypt
José ernesto stcherbina
Technical Support Specialist at PianoBuenos Aires, Buenos Aires Province, Argentina
Holly imhoff
Clinical Nurse Manager at The Heights Emergency RoomMagnolia, Texas, United States
Ganeshkumar parasuraman
Physician | Public health researcher | Field epidemiologistChennai, Tamil Nadu, India
Mattia rugiano
Mathematics Graduate, PianistBologna, Emilia-Romagna, Italy
Darryl larson
President at Terra Excel DronesGreater Edmonton Metropolitan Area
Jessica marquardt
Larchspur DesignGreater Seattle Area
Sujith s
Assistant Professor at Rajagiri School of Engineering & TechnologyKochi, Kerala, India
Sunil kumar
Frontend Developer at Vosyn | Business and Information Systems ArchitectureKitchener, Ontario, Canada
Carlotta dapino
Educational Psychologist, HCPC accreditedGenoa, Liguria, Italy
Maniknath wachhe
Quality Engineer (PDP) at Spectrum Plastics GroupRaleigh-Durham-Chapel Hill Area
Sateesh chinni
Lead Developer | JAVA 8 | TrackWise | AWS | SpringBoot | Microservices | REST | OracleDB | BDD | TDD...Bengaluru, Karnataka, India
Naman gupta
Project Manager at Virtusa || IIT RoorkeeColumbus, Ohio, United States
Marudhu paandian k
Student at KGiSL Institute of TechnologyCoimbatore, Tamil Nadu, India
Melissa saavedra
Marketing Specialist @ NJEvolution LLC | Social Networking, Business DevelopmentRutherford, New Jersey, United States
V anwesh
Senior Associate Consultant at Infosys || XIMB-BM (2020-22)Odisha, India
...