Alison Tran

Alison Tran

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  • Timeline

  • About me

    Senior Vice President, Head of Services Compliance at Citi

  • Education

    • Imperial College London

      -
      Bachelor of Physics with Honours Physics
  • Experience

    • J.P. Morgan

      Jan 2000 - Jan 2019

      Deliver strategic products (involving technology change) for clients and operations for all functions upstream of Fund Accounting Accountable for timely and accurate delivery of daily unit pricing and fund accounting products to superannuation and asset manager clients; responsible for client-driven and internally-driven unit pricing change Managed Equities Operations: Corporate Actions, Equities Settlements, Cash Equities Middle Office, Equity Derivatives Middle Office, Projects, Asia Derivatives Legal Documentation.Responsible Manager (ASIC) and Responsible Executive (ASX) Managed Middle Office and Product Control for Equity Derivatives Sales and Trading, Delta One and Structured Products Marketing businesses; Project Management Managed Equities Cash and Derivatives application support for traders and operations in Hong Kong, Tokyo and Sydney; Delivery of start of day risk for Europe and North America traders Application development and support; Team Management; Project Management

      • Executive Director, ANZ Operations Projects Lead, Securities Services - Operations

        Jan 2015 - Jan 2019
      • Executive Director, Head of ANZ Fund Accounting & Unit Pricing, Securities Services - Operations

        Jan 2013 - Jan 2015
      • Vice President, Head of Australia Equities Operations, Markets - Operations

        Jan 2011 - Jan 2013
      • Vice President, Australia Equity Derivatives Middle Office Manager, Markets - Operations

        Jan 2007 - Jan 2011
      • APAC Equities Application Support Manager, Markets - Technology

        Jan 2002 - Jan 2007
      • Fixed Income & Equities Development & Support Manager, Markets – Technology

        Jan 2000 - Jan 2002
    • Citi

      Nov 2019 - now

      Institutional Clients Group Institutional Clients Group

      • Head of Services Compliance Australia

        Apr 2024 - now
      • Senior Product Compliance Officer

        Apr 2022 - Apr 2024
      • Product Compliance Officer

        Nov 2019 - Mar 2022
  • Licenses & Certifications

    • GARP Sustainability and Climate Risk (SCR™) Certificate

      Global Association of Risk Professionals (GARP)
      Jan 2021
      View certificate certificate