Marc Goodman

Experience

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  H Hirst & Sons

  Mar 1984 - Jul 1987

  Apprentice Baker
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  Tower Records

  Jul 1987 - Jan 1988

  Sales Clerk
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  Pinkertons Security

  Feb 1988 - Oct 1989

  On-Site Security Officer
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  A.C.T. Clearing Services Ltd

  Oct 1989 - Oct 1995

  Equity Settlements Clerk

  Supervising staff and assisting Manager with their Personal Development Plans and Balanced Score Cards.Cash Equity Settlement for specific retail client base.Entered relevant notes on trades on Fiscal system.Exception and Failed Trade Management.Fixed Income Settlement (UK Gilts - Crest, CGO and Residual).Direct contact with client with regard to late settlement and query resolution.Liaised with Company Registrars to resolve holding issues.Managed certifications, indemnities and client complaints/queries. Show less

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  T. E. Beach (Contractors) Ltd

  Feb 1996 - Jun 1997

  On-Site Security Guard
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  Citydeal

  Jun 1997 - Sept 1997

  Certificate Dispatch Team Leader

  Entering share certificate details into in-house system when received from Company Registrars as a result of balances from Crest sales or Crest purchases.Timely dispatching of share certificates to clients.Investigating missing certificatesManaged indemnities and client complaints/queries.

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  Lloyds TSB Stockbrokers

  Sept 1997 - Sept 2005

  Equity Settlements Clerk

  Supervision of staff and assisting Manager with their Personal Development Plans and Balanced Score Cards.Cash Equity Settlement for specific retail client base.Entered relevant notes on trades on Fiscal system.Exception and Failed Trade Management.Fixed Income Settlement (UK Gilts - Crest, CGO and Residual).Direct contact with client with regard to late settlement and query resolution.Liaised with Company Registrars to resolve holding issues.Managed certifications, indemnities and client complaints/queries. Show less

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  Citigroup

  Jun 2006 - Sept 2006

  Static Data Clerk

  Static Data Management – Client and broker details including SSIs and commission schedules.SSI Maintenance – accessing information from OMGEO ALERT.Chasing clients, by phone and/or email, when SSIs were unavailable.Weekly reporting of account maintenance and changes made.Making sure that all accounts have been either updated or chased by email at the end of the day.

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  Pershing

  Oct 2006 - Mar 2007

  Reconciliations Clerk/Trade Support

  Investigation of aged stock and cash breaksCompiling Excel spreadsheets with correct cash and stock movements for client review.Trade management and trade support with the timely inputting of correct trades sent from traders.Scanning contracts before being distributed out to clients.

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  Savoy Investment Management

  May 2007 - May 2007

  Dividends Clerk

  Corporate Action Management – mandatory and voluntary event processing.Processing notifications, liaising with Investment managers to record elections.Instructing to Clearer and maintenance of Corporate Action records.Trade Input and contract processing – assisting Operations department with the timely inputting of trades sent from execs into Nexus system and sending out contracts to clients.

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  King and Shaxson

  Jun 2007 - Jun 2007

  Settlements Clerk

  Trade Booking and Confirmation - ensuring the timely input of UK and European trades into BONY system. Trade Booking and Confirmation - ensuring the timely input of Far East trades sent from client into HSBC.net system.Faxing contracts to clients and filing of transactions for auditing purposes.

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  NYFIX International

  Jul 2007 - Dec 2009

  Cash Equity Trade Support

  Trade input and management using various computer systems sent from traders and EuroMillenium Dark Pool.Trade settlement in UK, France, Germany, Belgium, Netherlands, Portugal, Spain, Euroclear, Canada, USA, Scandinavia and Far East.Trading account set up for clients, Brokers and C/Ps.Managing SSIs for Buy Side clients using OMGEO ALERT and instructing block allocationsTrade Exception Management/Checking – contact with clients, C/Ps and Settlement Agents, amending SWIFTs.Static data maintenance - including updates to ISIN, Sedol, and RIC and other standard data.Commission schedule maintenance specifically for STP trade flow.Corporate Action pooled position maintenance - managing long/short positions on security accountsTrade Reconciliation – trades input on a daily basis against executions received from EuroMillenium and traders.Trade Tracking and management (using Excel).Assisting with client on-boarding and testing in UAT system. Show less

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  BNP Paribas

  Mar 2011 - Aug 2012

  Account Manager - International Settlements

  Trade Matching (market counterparties and custodians) for Equities, FX trades, Convertibles and High Yield bonds.Settlement flow instruction management.Investigation and resolution of cash and stock breaks.Maintain client relationships.Fails Management – exception and error processing.SWIFT payment management (manual SWIFT input) via in house system.Liaising with custodian network to resolve issues.Also working as part of the client on-boarding team and UAT testing.

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  Linear Investments Ltd

  Sept 2013 - Sept 2013

  US Middle Office

  Equity product set up in system (ISIN, Sedol, and RIC and other data) and trade input using Arbor computer system.Email requests for clients to send Broker SSIs to be up added Broker accounts.

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  FXCM

  May 2014 - Aug 2014

  Operations Analyst

  Action requests from clients to deposit or withdraw their stock in Crest.Reconciliation with brokers/clearers across all accountsProduct set up on In-house system (Equity, Metals, CFD, Spreadbets and Bond stocks).Ongoing maintenance of static data

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  Selftrade

  Oct 2014 - Apr 2015

  Broker Transfers

  Timely transferring of stock and cash out of Selftrade for various products including ISAs, SIPPS and CTFs according to transfer regulations. Ensure any CREST/International trades are input and matched within requested timeframes.Process stock withdrawal movements quickly and accurately, and ensure de-listings are withdrawn within designated timeframes.Produce statistics and procedures where required.Ensure recommended time guidelines are adhered to and report any breaches where required.Respond to telephone, email and post requests providing a fast and efficient service.Remain flexible to assist other areas of the department at all times. Show less

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  Gallions

  Oct 2015 - Nov 2015

  CWP (Community Work Placement via A4E ResourcesPlus)
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  BGC Partners

  Nov 2015 - now

  Fixed Income Settlements