Josin Philip

Experience

• 

  Muthoot Microfin

  Mar 2019 - May 2020

  Legal and liaison
• 

  EY

  Sept 2020 - now

  Mitigate organisational risk by reviewing the prospective publication and employee appointment of application to confirm they conform with established guidelines ● Enable conflicts checks processed by timely researching inquiries , validating conclusion and collaborating service line quality and other internal resources to resolve discrepancies ● Review reports provided by colleagues, request necessary correction and providing effective quality feedback ● Facilitated conflict check process by expediting request , identifying bottle necks and interacting with client serving team to ensure conflict checks are completed timely. ● Conduct transaction based conflict research to facilitate client and engagement acceptance that includes due diligence research •Provide in depth client research as it relates to overall company services utilized by database research such as capitalQ, Duns and Bradsheet. ● Communicate daily with client serving professionals and global Q&RM network. ● Create reports providing advanced research including organisational structure, client relationship and SEC and AICPA restrictions for all related parties. ● Identify if a potential conflict of intrest is present and outline next steps to manage any risk in- line with SEC and AICPA code of ethics. ●Performing background investigation on entities and individuals, with special focus on identifying adverse information such as fraud, securities law violations and settlements, management and regulatory matters, reputation and integrity concerns, criminal charges and legal actions such as lawsuits, bankruptcies, liens and judgements. Show less

  • Analyst

    Sept 2022 - now

  • Associate Analyst

    Sept 2020 - Sept 2022