Peter Toth

Experience

• 

  OTP Bank Nyrt

  Jun 2006 - Sept 2008

  Administrator
• 

  Morgan Stanley

  Sept 2008 - Apr 2017

  Operations process lead for KYC periodic refresh on existing clients globally. Working together with global AML compliance on escalations and clients with potential red-flags. Performing associate and later team manager duties in the fields of gathering KYC related data and documentation on new and existing clients. Working together with AML Compliance to identify problematic cases and escalate clients with potential red-flags. Ensure the daily on-time settlements of equity trades on various markets either on exchanges or OTC. Stay in contact with the agent banks and ensure that exceptions are properly escalated.

  • Vice President

    Jan 2015 - Apr 2017

  • Associate - KYC Regulatory Documentation

    Mar 2010 - Jan 2015

  • Settlements Analyst

    Sept 2008 - Mar 2010
• 

  Citi

  Jun 2017 - now

  Risk Manager - Supply Chain / Resource ManagementManagement of a small team of risk and control professionals, supporting a mid-size (300 people) organization to manage various process, people and regulatory risks. Providing on-going support to the larger organization, holding various trainings and mentoring the next generation of leaders. Most important risk management areas of my support:* Audit management and support* Manager control assessment program (MCA)* Planning and execution of thematic or geographical based process and risk reviews* Issue and corrective action plan management* Operational risk events monitoring* Management information, KRIs, KPIs (design, data setup, review, dissemination)* Regulatory change monitoring* Cross-border data clearance* Information security advisor Show less

  • Risk Manager - Vice President

    Jul 2022 - now

  • Risk Manager - Vice President

    Oct 2019 - Jul 2022

  • Risk Manager - Assistant Vice President

    Jun 2017 - Oct 2019