Bradley Cook

Experience

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  Boston Financial Data Services

  Sept 1992 - Oct 1996

  Sr Dealer Services Administrator

  Administrator/Liaison - Evergreen Funds, Liberty Financial, Saratoga Funds, IBM Investments

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  Invesco US (formerly AIM/GT Global)

  Oct 1996 - Oct 1998

  Project Coordinator

  Project Coordinator, Shareholder Systems & Compliance

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  Union Bank

  Mar 1999 - Oct 2012

  -Responsible for the investments of 40 individually managed accounts totaling $6Bn, while executing trades, seeking the highest reinvestment yield within clients’ investment guidelines and cash variances. Accounts included Taft-Hartley Pensions (ERISA), Corporations, Mutual Funds (2a7), Insurance Companies, Charities and Municipalities.- Protected bank and clients by ensuring investment and collateral parameters complied with corporate and regulatory standards.- Maximized revenue by ensuring cash position at the beginning and end of the day were balanced and covered long-term investments and short-term trading.- Generated revenue for the bank and clients by investing in Tri-party Repo, commercial paper, auction rate securities & corporate bonds. Show less

  • VP, Investment Manager

    Jun 2008 - Oct 2012

  • VP, Fixed Income Trader

    Jun 2003 - Jun 2008

  • AVP, System Administrator

    Jun 2000 - Jun 2003

  • AVP, Operations Manager

    Mar 1999 - Jun 2000
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  Scottrade

  Dec 2012 - Sept 2014

  Sr Securities Lending Trader

  - Developed process for coordinating loan recalls to deadlines with the income and corporate action departments, and improved the success rate.- Established and strengthened recall procedures to improve SEC compliance.- Assessed customer trends in order to provide inventory for customer trading activity. - Tracked daily billing for premium borrows and the cost of house excess margin inventory and resolved any sale premium charge disputes.- Provided guidance to hedge funds with inquiries regarding inventory needs and billing.- Analyzed and negotiated rates on loans and borrows to maximize revenue for Scottrade.- Maintained existing relationships and established new relationships with broker/dealers to ensure security supply for borrows as well as sources to lend assets to. Show less

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  Stifel Financial Corp.

  Sept 2015 - Aug 2016

  Operations Manager - Advisory Services

  - Led a team of ten providing timely and accurate reporting for billing accounts.- Change management, mentoring, professional development, reviews and personnel.- Collaborated with other departments on compliance and policies and procedures.- Interacted with internal and external auditors and external vendors.