James Cumming, CFA, CA(Namibia)

James Cumming, CFA, CA(Namibia)

Audit Manager

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location of James Cumming, CFA, CA(Namibia)Windhoek, Khomas, Namibia

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  • Timeline

  • About me

    Finance, Asset Management, Tech, Governance

  • Education

    • CFA Institute

      -
      Chartered Financial Analyst Investments and Securities
    • Institute of Chartered Accountants of Namibia (ICAN)

      -
      Chartered Accountaint (Namibia) Auditing
    • University of Cape Town

      1998 - 1999
      Postgraduate Degree Accounting
    • University of Cape Town

      1994 - 1997
      Bachelor of Business Science Business/Commerce, General

      Activities and Societies: Athletics, Diving, Volley Ball

    • University of Cape Town

      -
      Business Science Finance, General
  • Experience

    • Deloitte

      Jan 1999 - Jun 2005
      Audit Manager

      Audit Manager • Audit Manager of a wide range of mutual and hedge funds and fund managers located primarily in the International Financial Services Centre (IFSC) in Dublin.• Performance of other verification and due diligence work, such as CFA Institute GIPS verification and due diligence.

    • CLAREVILLE CAPITAL LIMITED

      Jul 2005 - Oct 2012
      Financial Officer

      Financial Officer• Overall responsibility for monitoring and reporting financial affairs of the company, reporting directly to the partners• Liaison with auditors regarding annual audit and preparation of financial statementsFund Operations • Responsible for risk exposure and hedging within the funds • Overall responsibility for operations, Net Asset Value calculation and compliance of funds managed. • Ensure funds operate within investment restrictions and regulations• Main point of contact with Administrators, Auditors, Legal Council and DirectorsOperations• Oversight of company operations, IT and business risks.• Negotiation of supplier contracts and service level agreementsCompliance • Formulation and documentation of compliance policies, and monitoring of company’s compliance with the internal policies, Financial Services Authority (FSA) regulations and legislation Show less

    • Simonis Storm

      Nov 2012 - Dec 2015
      Head of Research

      Head of Research• Oversight of a team to perform analysis and produce research reports on a wide range of economic and financial topics. • Performance of economic analysis and reports on areas such as inflation, GDP growth, interest rates and credit extension in Namibia• Analysis and valuation of companies listed on the Namibia Stock ExchangePrivate Clients• Provided input into construction, analysis and performance calculation of private client’s share and bond portfolios.SSS Indices• Responsible for maintaining the SSS Capped share indices• Developed and launched the SSS Namibia bond index series Show less

    • Quest Consulting

      Jan 2015 - now
      Advisory Specialist

      Finance expert with 20+ years in asset management, strategic planning, and corporate governance. Chartered Financial Analyst and Chartered Accountant specializing in economic analysis, portfolio construction, and risk management. Experienced in directorship roles across financial and government sectors, driving strategic initiatives and optimizing investment performance. Skilled in financial analysis and technology-driven data solutions.

    • Borwa Farming and Meat Products

      Jan 2016 - now
      Small Business Owner

      This enterprise is a fully integrated cattle and small stock farming operation situated in Namibia. This initiative participates in the full meat production value chain, from animal production through to processing and marketing of final meat products to customers.

    • Nampost Financial Brokers (PostFin)

      Oct 2016 - now
      Chairman of the Board
    • Namibia Post Limited

      Oct 2016 - now
      Non Executive Director
    • Namibia Infrastructure Fund

      Jun 2017 - now
      Member Board of Trustees
    • Development Bank of Namibia

      Apr 2018 - Jun 2021
      Non Executive Director

      - Non-executive Director- Board Investment Committee (Chairman)- Board Audit Committee (Member)

    • Catalyst Investment Managers

      Feb 2020 - now
      Non Executive Director
  • Licenses & Certifications