Francesco Russi, CAMS

Experience

• 

  European Investment Bank (EIB)

  -

  Senior KYC Analyst
• 

  HSBC

  -

  Transfer Agency - AML/KYC Team - Intern

  • Ensuring required documentation is completed and current. • Performing due diligence and KYC research for High Risk customers as part of ongoing and periodic review process.• Identifying opportunities to improve the ongoing review process: assisting AML/KYC Manager with the implementation of changes. • Working with clients, as needed, to meet remediation requirements. • Conducting the diligence and Know Your Customer (KYC) research for High Risk customers, as part of the business-wide Anti-Money Laundering (AML) Compliance remediation process.• Reporting weekly progress and status of remediation effort to AML/KYC Manager using relevant metrics. Voir moins

• 

  HSBC

  -

  • Support business gap analysis activities for new or changed FCC rules and regulations within HBEU LXG for GBM operations, and review adherence to all relevant laws, regulations as well as HSBC group policies.• Support reporting of FCC related activities to all stakeholders (Country Compliance Function, HBEU LXG RMC, Regional / Global FCC LoB).• Reporting all material and significant breaches or potential breaches.• Support in the oversight of FCC related tasks performed by 1LoD.• Resolve breaches / issues that arise with the local AMG offices in their role as investment manager to the Luxembourg domiciled funds.• Maintain FCC policies and procedures.• Assisting with FCC monitoring reviews• As required, participate as SME in HSS/GB GLCM projects (e.g. provide guidance to NBI teams and Account Managers regarding Global Standards implementation). Voir moins Performing initial and on-going AML/KYC due diligence.Ensuring the proper recording of the review findings in AML database as well as the proper retention of all documentation both in physical and electronic format.Performing regular periodic checks on procedures and controls to ensure these are compliant with the current applicable corporate functional manual requirements (FIM) and with Luxembourg regulations.Team leading including performance management and staff development.Leading departmental business risk review on a periodic basis. Annual Client due diligence on KYC outsourced activities.Two months secondment at HSBC Bank Bermuda Limited in order to assist the local Transfer Agency Department on AML, KYC, Sanctions Screening and Regulatory Reporting tasks. Voir moins • Responsible for the review of KYC documentation for existing and new accounts. • Carrying out the classification of the accounts in low/medium/high risk categories using the agreed risk based approach. • Ensuring the proper recording of the review findings in AML database as well as the proper retention of all documentation both in physical and electronic format.• Performing regular periodic checks on procedures and controls to ensure these are compliant with the current applicable corporate functional manual requirements (FIM) and with Luxembourg regulations.• Responsible for maintaining the Risk Control Assessment matrix up to date, performing the Internal Control Monitoring Plan, detecting issues, proposing actions and ensuring that business activities comply with Group policies and external regulators' requirements. Voir moins

• 

  J.P. Morgan

  -

  Account Opening Administrator - Registration Team - Transfer Agency

  • Opening new accounts/sub-accounts (retail and/or institutional) for several Fund promoters.• Performing a first AML/KYC screening of all the relevant documents.• Ad-hoc tasks as directed by the Team Leader / Manager.

• 

  CCH® Tagetik

  -

  Junior Consultant

  1) Telecom Italia S.p.a: NSAR Project (New Regulatory Accounting System). Furnishing assistance to the client for the creation of ad hoc reports.2) Weekly Dashboard Project at Unicredit Banca di Roma S.p.a – Global Consolidation Tool & Modelling Office: furnishing assistance to the client for the creation of ad hoc data entry reports for the different contributors.