CONRAD JACQUES

Experience

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  Axis Bank

  Oct 1999 - Jun 2015

  ASSISTANT VICE PRESIDENT

  RETAIL BRANCH BANKING AND CREDIT OPERATIONS IN MUMBAIBRANCH HEAD IN GOA CURRENCY CHEST HEAD IN PUNEHanding the entire Branch Banking Operations, including Managing Schematic, Non Schematic Loans & Retails Assets – Appraisal, Documentation, Disbursement & MonitoringOverall In charge – Branch Head, with special emphasis on sourcing of Govt., Corporate Customers, High Net worth Individuals, Client Relationship Management and Business Development.Staff & Outsourced Team Management – Harnessing the individual skills by training and skill development etc.Audit – Liaising with different inspection and audit officials (internal & external) & compliance.Currency Chest Management - Dealing with Regulators / RBI – Issue Dept., other Govt. Bodies and general administration. Show less

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  ICICI Bank

  Jul 2015 - Mar 2023

  Assistant General Manager - Anti Money Laundering - Compliance Group

  1). Coordination with International branches for development / maintenance of AML framework in line with their regulatory framework and Group Policy.2). Representing the corporate office views on various senior forums viz. Compliance Committee of India/IBG, Management Committees of respective International branches.3). Engaging with senior management for implementation of the requisite AML/KYC controls (SBU heads, IBG branch seniors)4). Maintenance of AML Group Policy & Procedures for screening against sanction lists issued by various International regulators (Sanctions Compliance) and internal caution list.5). Liaising with Indian Operations / Business units for development & maintenance of AML System.6). Coordinating with respective compliance representatives in SBUs and internal stakeholders (ITG, Vendors). 7). Reviewing the correspondent banking & Exchange Houses AML Policies, prior to on-boarding. Show less

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  DLL

  Jun 2023 - now

  Global Financial Economic Crime Specialist

  - AML Systems (Sanctions / PEP Screening) - Global FEC Policies and Procedures.- Screening List Management - Global Sanctions, Regulatory / law enforcement applicable country lists- Subject Matter Expert (SME) within the Centre of Excellence on FEC related topics - Responsible for the Nordics, APAC Region on FEC related processes, determine gaps against applicable AML/CTF and Sanctions programs.- Risk assessments, SIRA, DNB Questionnaire, staffing and coverage assessments.- Training curricula for FEC process as part of the KYC global training programs.- Customer Due Diligence - Review of DLL's Global Business Partners and Vendors. Show less