Experience

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  Hong kong government

  Jun 2007 - Sept 2008

  Executive officer ii

  - Investigate internal affairs involving suspected misconduct of staff;- Held case meetings with professionals and stakeholders;- Manage a team of 5 people;- Procedures review and enhancement for performance management;- Annual budgeting and monthly forecast of the department.

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  Kpmg

  Sept 2008 - now

  Assistant manager

  Commercial experience:- Seconded as consultant to the in-house Internal Audit functions of Goldman Sachs and General Motors.Consulting Division:Experienced in planning, leading and preparing reports for financial institutions, manufacturing and trading MNCs and public organisations under the following engagements:- High Level Risk Assessment;- Internal Control Review Practice Note 21 & Appendix 14 of Listing Rules;- Internal Audit and Business Process Review;- Japanese SOX and Chinese SOX Consultation;- Compliance Review and Regulatory Return Assistance;- Corporate Governance Advisory;- Enterprise Risk Management; and- Contract Compliance Assurance.Audit specialized in financial industry:- Planning assessment and audit plan development for newly established financial institutions;- Financial audits for clients in different sectors of financial industries, including mercantile exchange, private equity, ETF, assets management, brokerage, trustee & insurance;- Negotiation on issues and financial misstatements;- Perform key ratio analysis, trend analysis, budget assessment and impairment testing;- Advise on accounting and internal control matters;- Finalize statutory accounts and other regulatory reports, e.g. FRR and ADD;- Lead special reviews and ad-hoc projects; &- Clients consist of MNC, HK listed companies, PRC market leaders. Show less