Talk to sales Try for Free
Becker Aleman

Becker Aleman

Trading Specialist/Principal - Fixed Income Trader/Team Leader

Followers of Becker Aleman387 followers
location of Becker AlemanNew Orleans, Louisiana, United States

Connect with Becker Aleman to Send Message

Connect

Connect with Becker Aleman to Send Message

Connect

  • Timeline

  • About me

    Client Relationship Specialist at Charles Schwab

  • Education

    • University of New Orleans

      -
      Bachelor's degree Management

    • University of New Orleans

      -
      Bachelor's degree Business Administration and Management, General

  • Experience

    • Capital One

      Jan 2006 - Dec 2015
      Trading Specialist/Principal - Fixed Income Trader/Team Leader

      Entered, reviewed, and approved mutual fund, bond, UIT, and stock orders on behalf of advisors, traders, and clients directly and via call center. Served as Trading Principal guiding advisors on suitability inquiries and requirements. Served as Team leader over 5 traders.

    • Capital One

      May 2016 - May 2018
      Sales Management Practice Consultant/Chief of Staff

      Championed the execution of strategic priorities and initiatives by coaching over 80 advisors. Analyzed and strengthened production and performance metrics by auditing advisor’s sales, branch referrals, and transaction metrics. Served as Chief of Staff for Regional Director.

    • Goss Advisors

      Jul 2018 - Aug 2019
      Compliance and Trading Officer/Senior Operations Associate

      Compliance and Trading Officer/Senior OPS Associate

    • Chase

      Oct 2019 - Mar 2020
      Private Client Banker

    • Charles Schwab

      Mar 2020 - now
      Client Relationship Specialist

  • Licenses & Certifications

    • Series 9

      FINRA
      Oct 2020

    • Series 7

      FINRA
      May 2005

    • Series 24

      FINRA
      Nov 2009

    • Series 66

      FINRA
      Nov 2011

    • Series 63

      FINRA
      Jun 2006

    • Series 53

      FINRA
      Oct 2010