Richard F. LaRocque

Richard F. LaRocque

Manager Contract Services

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location of Richard F. LaRocqueWashington, District of Columbia, United States

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  • Timeline

  • About me

    Vice President, Deputy Chief Compliance Officer and Associate General Counsel

  • Education

    • Wharton Executive Education

      2016 - 2016
      FINRA Certified Regulatory and Compliance Professional, CRCP
    • New England Law | Boston

      2003 - 2007
      Juris Doctorate
    • Massachusetts College of Liberal Arts

      1987 - 1991
      BS
  • Experience

    • John Hancock

      Mar 1996 - May 2001
      Manager Contract Services
    • Sun Life Financial

      May 2001 - Aug 2008
      • Compliance Officer

        Dec 2003 - Aug 2008
      • Variable Life Operations Manager

        May 2001 - Dec 2003
    • Ullico Inc.

      Sept 2008 - now
      • Vice President, Deputy Chief Compliance Officer and Associate General Counsel

        Mar 2022 - now
      • Vice President, Compliance and Associate General Counsel

        Jan 2015 - now
      • VP, Compliance and Counsel

        Sept 2008 - Jan 2015
    • Ullico Invetment Advisors, Inc., Ullico Investment Company, LLC

      Jul 2011 - now
      Chief Compliance Officer
  • Licenses & Certifications

    • CRCP Executive Education, Certified Regulatory and Compliance Professional

      The Wharton School
      Nov 2016