Talk to sales Try for Free
Richard F. LaRocque

Richard F. LaRocque

Manager Contract Services

Followers of Richard F. LaRocque484 followers
location of Richard F. LaRocqueWashington, District of Columbia, United States

Connect with Richard F. LaRocque to Send Message

Connect

Connect with Richard F. LaRocque to Send Message

Connect

  • Timeline

  • About me

    Vice President, Deputy Chief Compliance Officer and Associate General Counsel

  • Education

    • Wharton Executive Education

      2016 - 2016
      FINRA Certified Regulatory and Compliance Professional, CRCP

    • New England Law | Boston

      2003 - 2007
      Juris Doctorate

    • Massachusetts College of Liberal Arts

      1987 - 1991
      BS

  • Experience

    • John Hancock

      Mar 1996 - May 2001
      Manager Contract Services

    • Sun Life Financial

      May 2001 - Aug 2008

      • Compliance Officer

        Dec 2003 - Aug 2008

      • Variable Life Operations Manager

        May 2001 - Dec 2003

    • Ullico Inc.

      Sept 2008 - now

      • Vice President, Deputy Chief Compliance Officer and Associate General Counsel

        Mar 2022 - now

      • Vice President, Compliance and Associate General Counsel

        Jan 2015 - now

      • VP, Compliance and Counsel

        Sept 2008 - Jan 2015

    • Ullico Invetment Advisors, Inc., Ullico Investment Company, LLC

      Jul 2011 - now
      Chief Compliance Officer

  • Licenses & Certifications

    • CRCP Executive Education, Certified Regulatory and Compliance Professional

      The Wharton School
      Nov 2016