Stephen Mak, CPA

Experience

• 

  Wong Lam Leung Kwok CPA Limited (Hong Kong)

  Jun 2010 - Aug 2010

  Audit Trainee
• 

  PwC

  Sept 2011 - Oct 2014

  Senior Associate - Assurance (Financial Service)

  -In-charge of assurance and advisory engagements of sizable and multinational asset management companies and securities and brokerage firms-Analyze financial statements to identify trends and anomalies in financial data-Explore new business opportunities with clients and prospects, provide assistance in pitching and proposals for professional services-Responsible for project management of assurance and advisory engagements, including resources planning, budget monitoring, timing of deliverables, project economics and billing-Perform independent investment valuation and modelling against client’s valuation for unlisted investments, including derivatives and structural products-Provide recommendations to enhance client’s internal controls effectiveness over the business operations and regulatory compliance with laws and regulations, including SFC FRR reporting. Show less

• 

  Morgan Stanley

  Oct 2014 - Sept 2018

  Financial controlling for M&A and Global Capital Market transactions

  • Internal Audit Manager

    Sept 2017 - Sept 2018

  • Investment Banking Controller

    Oct 2014 - Sept 2017
• 

  JPMorgan Chase & Co.

  Sept 2018 - now

  Product Controller for Investment Banking in Asia Pacific. Equity & Debt Captital Market, Merger & Acquisition, Syndicated loan, Transfer Pricing, New Business Initative development, Volcker, Reg K, Reg W compliance.

  • Vice President

    Jan 2023 - now

  • Associate

    Sept 2018 - Jan 2023