Robert Smith

Robert Smith

Transfers and Settlements

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location of Robert SmithWoburn, Massachusetts, United States

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  • Timeline

  • About me

    Experienced VP | Risk Management, Financial Operations, Client Service

  • Education

    • Inter-Community School, Zurich

      1990 - 2002

      Activities and Societies: Rugby, Basketball, Volleyball

    • University of Surrey

      2002 - 2008
      Law Contract Law, EU Law, Human Rights, Tort

      Activities and Societies: American Football, Debate Society, Law Society

  • Experience

    • AIG Private Bank

      Jun 2005 - Aug 2005
      Transfers and Settlements
    • AIG Private Bank

      Jun 2007 - Aug 2007
      Fund Dealing
    • Falcon Private Bank Ltd.

      May 2008 - Jan 2011
      Derivatives back-office Specialist, Forex and Precious Metals operations specialist
    • Goldman Sachs

      Apr 2010 - Jun 2017
      • Vice President

        Jan 2015 - Jun 2017
      • Head of PWM Client Communications

        Jul 2011 - Jun 2017
      • Client Reporting Analyst

        Apr 2010 - Jul 2011
    • UBS

      Jul 2017 - Feb 2019
      Director
    • Goldman Sachs

      Feb 2019 - Nov 2023
      Vice President
  • Licenses & Certifications

    • Series 66

      FINRA
      Aug 2025
    • Series 9

      FINRA
      Apr 2025
    • Series 10

      FINRA
      May 2025
    • Series 63

      FINRA
    • Mental Health First Aid

      National Council for Mental Wellbeing
      Oct 2023
    • Series 7

      Financial Industry Regulatory Authority (FINRA)
      Nov 2015
      View certificate certificate