Deep Enrich
Robert Smith
Transfers and Settlements
481 followers
Woburn, Massachusetts, United States
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About me
Experienced VP | Risk Management, Financial Operations, Client Service
Education
Inter-Community School, Zurich
1990 - 2002Activities and Societies: Rugby, Basketball, Volleyball
University of Surrey
2002 - 2008Law Contract Law, EU Law, Human Rights, TortActivities and Societies: American Football, Debate Society, Law Society
Experience
AIG Private Bank
Jun 2005 - Aug 2005Transfers and SettlementsAIG Private Bank
Jun 2007 - Aug 2007Fund Dealing
Falcon Private Bank Ltd.
May 2008 - Jan 2011Derivatives back-office Specialist, Forex and Precious Metals operations specialist
Goldman Sachs
Apr 2010 - Jun 2017Vice President
Jan 2015 - Jun 2017Head of PWM Client Communications
Jul 2011 - Jun 2017Client Reporting Analyst
Apr 2010 - Jul 2011
UBS
Jul 2017 - Feb 2019DirectorGoldman Sachs
Feb 2019 - Nov 2023Vice President
Licenses & Certifications
Series 66
FINRAAug 2025Series 9
FINRAApr 2025Series 10
FINRAMay 2025Series 63
FINRA
Mental Health First Aid
National Council for Mental WellbeingOct 2023- View certificate
.webp)
Series 7
Financial Industry Regulatory Authority (FINRA)Nov 2015
Languages
- enEnglish
- geGerman
- frFrench
- itItalian
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