Prerna S Sikand FCA, CFE, CFCS, PMP

Experience

• 

  Sapphire Info Solutions (P) Ltd

  Jan 2012 - Jan 2015

  Article
• 

  Deloitte

  Jul 2017 - Feb 2022

  Assisted the team on various functions including:- Forensic advisory services particularly Fraud Risk Assessments, Litigations and Investigations;- Anti-money Laundering particularly KYC compliance review, screening and sanctions;- Third party / vendor compliance Review particularly review of various policies / procedures of the organization and ensuring that the third parties dealing with the client is in compliance with the requisite policies or procedures.- Supply chain audits- ABAC risk assessments Tunjukkan kurang Assisted the team on various functions including:- Internal Audit particularly SOX testing;- Forensic advisory services particularly Fraud Risk Assessments, Litigations and Investigations;- Managing and dispositioning the sanctions alerts / entries, based on compliance requirements with the U.S. Treasury’s Office of Foreign Asset Control (OFAC) sanctions program;- Assisted in gathering background information and intelligence through a combination of open-source research, commercial databases and discreet source inquiries relating to individuals or companies, to support with gathering background information on subjects relevant to the investigation and litigation cases. Tunjukkan kurang

  • Solution advisor (Investigation & Dispute)

    Sept 2020 - Feb 2022

  • Consultant

    Jul 2017 - Feb 2022

  • Associate Solution advisor (Dispute & Controversy)

    Jul 2017 - Jan 2020
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  EY

  Jan 2022 - Jan 2024

  Senior Consultant

  - Conducted testing of transaction monitoring and AML/ATF controls at an insurance company to ensure compliance with regulatory standards and enhance the organization's ability to detect and prevent financial crimes.- Prepared multiple RFPs, RFI, and RFSQs regarding Risk Assessments, incorporating or enhancing the Fraud architecture, and /or the Corporate Security Framework, and Payment models for multinational banks, FI's, and other government institutes.- Managed client walkthroughs, drafted the flowcharts, and performed risk assessments.- Identified the latest fraud trends and recommended preventive and detective solutions to mitigate existing or new risks for a bank.- Conducted the Level-1 (L1) review of the SOX Controls related to ITGCs for a Canadian bank.- Enhanced communication within the project team and ensure smooth project progress, alignment with deadlines, and increase in team morale by leading a team meeting to discuss communication issues, identifying communication gaps, implementing communication protocols, and improving feedback mechanisms.- Delivered training to a team of 10+ professionals on Forensics and Investigation.- Facilitated bi-monthly meetings with the broader group, including around 50 professionals. Tunjukkan kurang

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  PwC Canada

  Jan 2024 - Jan 2024

  Senior Compliance Specialist
• 

  Wipro

  Jan 2024 - now

  Technical Lead - AML Compliance & Audit