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Philip Cosgrove

Philip Cosgrove

Compliance Field Reviews Manager

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location of Philip CosgroveGreater Edinburgh Area

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  • Timeline

  • About me

    Project Manager, Assurance at HSBC

  • Education

    • University of Exeter

      -
      BSc (Honours) Physics with Geophysics

  • Experience

    • Legal & General

      Jan 1992 - Jan 2002
      Compliance Field Reviews Manager

    • Higham Dunnett Shaw

      May 2004 - Oct 2007
      Internal Audit Manager

    • Capita

      Oct 2007 - May 2010
      Consultant (Life and Pensions)

    • Tesco Bank

      May 2010 - Aug 2018

      Provided strong risk leadership within the Bank's HR function, co-ordinating the management of the area's risk register, regular risk reporting, HR policy assurance testing, colleague data GDPR implementation, fit and proper assessments for Senior Manager & Certification Regime employees and annual ICAAP scenario planning Established an in-store compliance and assurance function, covering the Bank's Savings, Current Account and International Money Transfer transactions across 600 Tesco stores. Undertaking internal audits across the Bank's business areas, specialising in mortgages and general insurance Undertaking second line of defence regulatory assurance reviews across the Bank's business and support areas, specialising in customer complaints, including PPI and the Bank's operations in Tesco Stores

      • Risk and Compliance Partner, People Team

        Aug 2015 - Aug 2018

      • Senior Stores Compliance Manager

        Aug 2013 - Jul 2015

      • Internal Audit Manager

        Nov 2012 - Jul 2013

      • Risk Assurance Manager

        May 2010 - Oct 2012

    • Bargate Compliance & Risk Limited

      Dec 2018 - now
      Director

      Interim Management and Contract roles within Financial Services sector, specialising in regulatory compliance and operational risk assurance and analysis, programme assurance, business analysis, internal audit and GDPR implementation.

    • HSBC

      Jan 2019 - Apr 2020
      Senior Manager, Financial Crime Risk Programme Assurance

      Led Global workstream reviews to ensure that the Financial Crime Risk programme delivers its core milestones as agreed with the Monitor. Assessed the progress and capabilities in implementing effective financial crime frameworks and appropriate governance across multiple international jurisdictions. Contributed to a standardised assurance approach covering assurance activities aligned to the Operational Risk Management Framework. Additionally contributed to the delivery of the assurance of financial crime risk end-to-end and associated controls, ensuring the implementation and execution of the Financial Crime Risk Assurance (FCRA) Operating Model.Developed and maintained strong, professional relationships with internal stakeholders, including Regional and Global Heads of FCRA, Business and FCR stakeholders. Show less

    • Monzo Bank

      Oct 2020 - Apr 2021
      Risk and Controls Analyst

    • HSBC

      Jun 2021 - now
      Project Manager, Assurance

  • Licenses & Certifications

    • CII Certificate in Financial Planning