Joana Wong

Experience

• 

  Morgan Stanley

  Jun 2007 - May 2017

  Institutional Equities Division Risk Management• Act as delegate to Regulatory Supervisors in Equity Sales & Trading with regards to regulatory risk & control, surveillance reviews & attestations• Update and maintain Written Supervisory Procedures and develop control processes to ensure compliance with external regulatory, internal risk and audit requirements• Set business requirements and project manage changes for trade surveillance reporting to capture non-compliant activity• Conduct analyses of review paramenters and present potential impact with Supervisors, traders, Legal &Compliance Show less

  • Regulatory Project Manager & Business Analyst

    Dec 2016 - May 2017

  • Supervisoy Risk Manager

    May 2015 - Dec 2016

  • Senior Manager - Finance Risk & Control and Project Manager

    Nov 2012 - May 2015

  • Manager - Financial Controller and Project Manager

    Jun 2011 - Nov 2012

  • Manager - Financial Controller

    Jun 2007 - May 2011
• 

  Societe Generale Corporate and Investment Banking - SGCIB

  May 2017 - now

  Global Markets Senior Auditor

  • Vice President - Operational Risk Manager

    Sept 2022 - now

  • Vice President - Senior Internal Auditor

    May 2017 - Sept 2022