Deep Enrich
Craig Snell
Bank Clerk
711 followers
West Malling, England, United Kingdom
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About me
Manager Investment Operations / Certified Dealer & CASS Oversight Function at KW Investment Management Ltd
Education
Chatham Grammar School
1981 - 1988
Experience
Royal Bank of Scotland
Jul 1988 - Sept 1990Bank ClerkBranch Retail Banking
Anglo Pearson Options Limited
Sept 1990 - Feb 1994Floor BrokerLTOM / Liffe Floor
Tullett & Tokyo
Feb 1994 - May 1995Floor BrokerLiffe Floor
H&H Futures
May 1995 - Feb 2000Pit / Phone Broker FTSE / Single Stock OptionsLiffe Floor
LCL
Feb 2000 - Jun 2000Flow Execution Trader
Societe Generale Corporate and Investment Banking - SGCIB
Jul 2000 - Nov 2017Director, Global Listed Derivatives Sales TraderGlobal Listed Derivative Flow Sales Trading & Execution (Fimat / Fimat Cube / Newedge / SGCIB)
Kingswood Group
Jan 2020 - nowInvestment Operations Manager / Certified Dealer / CASS Oversight FunctionResponsibilities include :-Certified Dealer responsible for trade execution and settlement across all asset classes, primarily Equities & Collective Instruments. CASS Oversight FunctionInvestment Operational duties - Onboarding, CASS, Payments, Client records, 3rd party provider relationship management, Reconciliations, Transfers and MI.
Licenses & Certifications
.webp)
CISI - Global Financial Compliance (Dec 2018)
The Chartered Institute for Securities & Investment (The CISI)- View certificate
Psychological Safety: Clear Blocks to Innovation, Collaboration, and Risk-Taking
LinkedInOct 2022
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