John Richmond, CIA, CFE, CISSP, CISA

Experience

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  Future Federal Savings and Loan

  Apr 1987 - Dec 1989

  Teller
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  ICH

  Apr 1989 - Dec 1996

  Audit / Claims Processor
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  Providian

  Jan 1996 - Dec 1997

  Financial Analyst
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  Vencor

  Jan 1997 - Dec 1998

  Manager of Reimbursement Systems Support \ Cost Accountant
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  Strothman & Company

  Jan 1998 - Jan 1999

  Consulting Manager

  • Managed team of consultants for various technology engagements.• Developed and implemented an application for summarizing financial, marketing, time/billing, and client information.• Created and maintained a comprehensive integrated Contact Management database.• Maintained a Company website (www.strothman.com).• Provided Year 2000 consulting for clients (e.g., Jefferson County Public Schools).• Designed and presented quarterly Technology seminars.

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  The Efficiency Group

  Jan 1999 - now

  Owner

  Provide consulting services to local companies, such as: • Build, install, configure and maintain networking infrastructure for ~ 30 associates (e.g. servers, workstations, Exchange Server, firewall\router, managed switches, enterprise antivirus and web monitoring. • Develop custom applications to automate aggregation, summary, tracking and payment of commission data from multiple companies.• Design, build and support company web sites.

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  Samtec inc

  Mar 1999 - May 2003

  Contractor

  • Designed, developed and deployed custom applications with Visual Basic, XML, ASP, VB.net, etc. to replace legacy manufacturing and accounting systems.• Developed standards for COM+ implementation, SQL integration, and performance evaluation/improvement.• Designed, built and implemented SQL Server Databases.• Managed Year 2000 preparation efforts, testing, remediation and disclosure activities.

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  Humana

  Aug 2003 - now

  Audit Manager

  • Direct team to utilize data and hypothesis-driven approach in audits to help Internal Audit segments better analyze, model, and visualize results. Partner with stakeholders to uncover meaningful insights that improve monitoring and operational control capabilities. • Manage team to provide data quality and analytics services to Internal Audit segments to maximize effectiveness and efficiency of audit activities for increased audit capacity, increased quality of audits, and more precise risk identification. • Provide guidance to staff on applying strategic and tactical directions for implementations, reviews, and issue recommendations. • Write audit reports\memos for distribution to Mangers, Directors, VPs, the Board of Directors, Audit Committee, and Executive VPs.• Led end-to-end process reviews, Process Maturity Model (PMM) reviews, Enterprise Risk Management (ERM) working sessions to evaluate Strategic, Operational, Financial, and Compliance risks and provide management recommendations for control environment redesign.• Supervised Internal Audit's Sarbanes-Oxley (SOX) program, Statement on Standards for Attestation Engagements (SSAE)\Service Organization Control (SOC) reviews, Center for Medicare and Medicaid Services (CMS) Part C&D Reporting audits, and other audits/reviews. • Coordinated development of Internal Audit's annual audit plan to provide adequate coverage from a risk perspective.• Managed team of auditors to review and attest to the design and effectiveness of Humana's operational and IT general controls for Humana’s Corporate environment, Acquisitions, International Operations, Compliance and Privacy Organizations, and IT. • Directed team of auditors to validate Medicaid\Medicaid reports, metrics, submissions and compliance.• Managed team of auditors to review Humana’s International Operations covering an ISO27001 review, evaluating application\operational\contract issues, and Foreign Corrupt Practices Act (FCPA) review. Show less

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  Sullivan University

  Mar 2012 - now

  Adjunct Professor

  Instructor for Certified Internal Audit (CIA) courses