Ken Tsuboi, CFA

Experience

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  Raytheon

  Jan 1983 - Jan 1985

  Member of Technical Staff
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  Morgan Stanley

  Jan 1987 - Jan 1991

  International Sales Associate

  Fixed Income Sales in both New York and Tokyo. My clientele was Japanese financial institutions.• Advised Japanese and Korean financial institutions on all dollar-denominated securities, including Treasuries, Agencies, MBS, asset swaps, and bonds collateralized with commercial real estate, airline leases and consumer receivables. • Worked in Tokyo office from Jan. '88 to May '89, selling non-yen securities to Japanese accounts.• Liaison to New York office to broaden firm's presence in Asia.• Overall results: increased total business by 80%. Show less

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  Payden & Rygel

  Jan 1991 - Jan 1996

  Investment Strategist/Director of Corporate Bond Research

  Corporate Bonds and Asset Backed Securities• Managed $2 billion portfolio of corporate and asset-based securities.• Developed industry analyses to formulate asset allocation decisions.• Supervised team of four analysts and one trader.• Authored and presented research pieces, including studies on Mexican peso crisis, Leveraged Buyouts and Event Risk and the Quebec Referendum.

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  Allianz Global Investors

  Jan 1996 - Jan 2013

  Portfolio Manager, Sr. Research Analyst, US Sector Head

  Healthcare Portfolio Manager and Research Analyst• Lead portfolio manager of the AllianzGI Health Sciences Fund, an equity mutual fund focused on healthcare industries.• Outstanding individual and team performance relative to benchmark and peer universe (exceeded benchmark by 200+ basis points annualized over the last ten years, 0.5 information ratio)• Analyzed a broad array of healthcare companies, with particular emphasis on therapeutics and organizations that were impacted by the Affordable Care Act. • Responsible for US investment decisions in response to regulatory and healthcare policy and scientific data for global platform. • Marketed to potential and existing clients and consultants by presenting topical issues influencing the healthcare sector.• Developed annual investment outlooks in healthcare used by the global platform. • Authored white papers that offer perspectives on the healthcare industry. • Supervised a four person team of analysts in the healthcare sector. Show less

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  Alan D. Biller & Associates

  Apr 2014 - Oct 2019

  Managing Senior Consultant

  Managing Senior Consultant • Lead consultant and fiduciary to Pension and Health & Welfare Trust Plans.• Developed strong relationships with pension plan trustees by designing optimal portfolios consistent with plan's objectives.• Authored and present quarterly research reports specific to each pension plan that includes topics such as market factors affecting plan performance, asset allocation and investment manager recommendations.• Conducted educational sessions on wide range of topics including: fiduciary responsibility, portfolio management methods and considerations, and alternative asset classes.• Directed asset allocation analysis to achieve investment return and cash-flow objectives.• Managed asset manager selection process consistent with style and outlook of investment plans. Show less