Ark Dwiti

Experience

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  Almondz Global Securities Limited

  Jun 2016 - Jul 2016

  Summer Intern - Project Finance

  Debt FinancingBuilding Financial ModelDrafting of Information Memorandum

• 

  Infrastructure Leasing & Financial Services Limited

  Sept 2016 - Jan 2017

  Intern

  Capital allocation strategy (Live Project) – Involved in preparing models which will help IL&FS to allocate funds effectively to its subsidiary.

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  Axis Bank

  Jun 2017 - Oct 2022

  Analysing regulatory circulars / correspondences and disseminating to pertaining departments with actionable;• Ensuring actionable being implemented by the business units within the stipulated regulatory timeline;• Conducting compliance testing to ensure closure of RBI audit observations and Tranche III points;• Putting up notes to Board Committees, highlighting compliance breaches and material actionable emanating from regulatory circulars;• Involved in pre-launch review of new processes, products (Small Business Banking Loans, Pre-Paid Instruments, Cards, Merchant Acquiring) & outsourcing proposals;• Conducting testing of launched products vis-à-vis regulations, if any, applicable to the products;• Providing solutions from regulatory aspects to queries from business units;• Reviewing Internal Policies of the Bank Show less

  • Senior Manager (Retail Lending & Payments - Compliance Group)

    Apr 2022 - Oct 2022

  • Manager (Retail Lending & Payments - Compliance Group)

    Apr 2020 - Apr 2022

  • Deputy Manager (Retail Lending & Payments - Compliance Group)

    May 2019 - Mar 2020

  • Deputy Manager (Control Function Compliance Group)

    Jun 2017 - Apr 2019
• 

  EY

  Oct 2022 - Apr 2024

  Senior Consultant - Business Consulting

  • managed a project in regulatory compliance for a payments bank where he was primarily responsible for:o disseminating applicable regulatory circulars and correspondences to pertaining departments with detailed actionableo providing solutions from regulatory aspects to queries raised by product / business units,o review of new processes, products & outsourcing proposals ando reviewing the existing policies• in the earlier assignment was leading a project (team of 4) in regulatory compliance for a UAE based Bank where he was primarily responsible for:o conducting gap assessments for the applicable regulations to ensure Bank is compliant / in the process of being compliant,o providing solutions from regulatory aspects to queries raised by product / business units,o review of new processes, products & outsourcing proposals ando reviewing the existing policies and advise on any gaps observed vis-à-vis the applicable regulationso helping the client to streamline the record maintenance of regulation and obligation registers along with preparation of various reports / dashboards for presentation to its senior management.• also played a pivotal role in a short term project with an NBFC to bring together a one stop KYC solution for its 10 subsidiaries. Show less

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  HDFC Bank

  Apr 2024 - now

  Assistant Vice President