NANDINI KUMAR, CAMS

Experience

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  Infosys BPO

  Jul 2011 - Nov 2013

  Executive Accountant

  Ledger, account peoplesoft, nVision . EPR.

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  Deutsche Bank

  Dec 2013 - Jun 2016

  Business Analyst

  Periodic review for APAC,Frankfurt for Regulated,listed,private,Trust and all high risk entities.Perform KYC on new clients and source client information from compliance approved website and external public source as per current KYC StandardsPerform Client Due Diligence for New/Existing corporate clients including all legaltypes: Regulated/Listed/Private/Funds/SPVs.

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  HSBC Commercial Banking

  Dec 2016 - Dec 2017

  Customer Due Deligence Case Specialist

  Client On Boarding and Ongoing Monitoring: Client Due Diligence in CMB (Commercial Banking) business banking, Large corporate and International subsidiaries banking clients.Manage an allocated portfolio of client CDDs through: Working closely with RMs and wider CDD stakeholders such as the CDD team and global compliance teams.Follow-up and collect documents from clients.Ensure documentation “correctness” (i.e. that the document is “true”/ accurateand conforming to relevant standards)Ensure documentation “completeness.Scan, upload and correctly tag the documents per global documentation standards & process.Ensure handover of physical documentation for archival as per localrequirements.Track TAT due diligence completion, identify blockages/ hotspots and timelyescalations. Show less

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  HSBC Global Banking and Markets

  Apr 2018 - Apr 2019

  Product Manager - Remediation and Returns ( GTRF- Gurantees )

  Remediation of MENAT guarantee and loan book mainly for Open Ended Guarantees and Financial Guarantees with an aim to close Open Ended Guarantees, remove RWA or ring fence the business.Review contracts to see how to close transactions, making contact with the clients to seek return of our guarantees to allow us to closeInvestigate whether we can restructure the guarantees to maximise RWA (move onto Evergreen).Implement across the region the new guarantee guidelines providing the proper framework, governance and controls to ensure it is embedded. Show less

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  HSBC

  Sept 2019 - Dec 2020

  Onboarding Manager- Commercial Banking (BB,LC,ISB)

  On-Boarding Case Manager for ISB, business banking, Large corporates

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  Emirates NBD

  Apr 2022 - Feb 2023

  Compliance Officer

  RBWM Governance for high risk accounts, transaction monitoring/ Internal SAR/ TMU/ CIU/ Correspondences bank trigger -level2 review. Recommend area of improvement and improved process efficiency. Skills : Risk assessment. Transaction monitoring . Independent thinker . Teamwork .

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  Confidential

  Oct 2022 - now

  Banking and Financial Consultant

  Dedicated Banking and Financial consultant for RAKEZ (RAK Government owned entity) as a collaboration with a confidential company in UAE. Banking consulting expert for End to end onboarding for corporate (LLC, funds, trust, listed , regulated, MSBs , supranational)and personal accounts for rakez and VZ clients in traditional and Digital banks in UAE and offshore banks. Also, available to open a trading account for a company and for individuals.