Aviwe Mazwayi

Experience

• 

  Old Mutual

  Jan 2009 - Jun 2010

  Financial Advisor
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  1Life Insurance

  Aug 2011 - Aug 2012

  Financial Advisor
• 

  Foster Wealth Management

  May 2013 - Nov 2014

  Investment Administrator

  • Performed general administration duties to support the investment team, including discretionary investment transfers, monthly statement preparation, etc.• Followed up on FICA and other client documents, including preparing quarterly broker presentations and compliance documents for the Compliance Officer.• Ensured compliance with regulatory and organisational requirements and procedures.• Maintained up-to-date regulatory knowledge and communicated potential changes in legislation to Investment Managers.• Liaised with clients and advisors to onboard new accounts and ensure the documentation met regulatory standards.• Attended Investment Committee meetings as required. Show less

• 

  Standard Bank Group

  Dec 2014 - now

  • Manage complex clients with varied fund types.• Maintain the compliance monitoring of existing funds, reviewing regulations, prospectuses and investment management guidelines.• Review and audit investment compliance restrictions and monitoring.• Perform risk management on the assigned portfolio of funds.• Analyse and document risk exposure and asset variances.• Oversee the funds’ month-end process, including compiling reports from Asset Managers, leading investigations, and resolving month-end reconciliation issues.• Ensure that funds are accurately priced in the market using Reuters• or any price source as a reference to eliminate unwarranted discrepancies. Show less • Ensured the smooth operation and adherence to the terms of the Trust, including compliance with applicable laws and regulations, including any specific regulations governing the Trust’s purpose or assets.• Facilitated account administration functions to ensure client satisfaction, including risk management, correspondence, record keeping, and various corporate administrative tasks.• Notified the Compliance Department to raise any discrepancies in registered fund names to the FSB.• Compiled and prepared monthly asset reconciliations.• Investigated and resolved script lending reconciliations, unsettled trade reconciliations for Segregated portfolios, derivative liability swap agreements, etc. • Reviewed monthly dividend and income reports to ensure accurate allocation.• Managed and resolved discrepancies. Show less

  • Investment Administrator

    Dec 2014 - now

  • Trustee Specialist: Asset Recon Team

    Dec 2014 - Aug 2018