Lydia Obispo, CAMS

Experience

• 

  ABN AMRO Bank N.V.

  Jan 1992 - Apr 1997

  Administrative assistant

  I did reconciliation of the Nostro accounts and also I was involved in investments administration, as I worked in the Security Department

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  Amaco Curaçao N.v.

  May 1997 - Apr 1998

  Legal Secretary

  In charge with the incorporation of new companies, ship registration, in charge with the shelf companies and other legal matters for the Account Managers.

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  Amicorp Group

  May 1998 - Feb 2000

  Legal Assistant

  In charge with assisting the Account Managers.

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  ING Bank N.V.

  Mar 2000 - Oct 2005

  Assistant Compliance Officer

  I started as Assistant Compliance Officer and in 2003 I became Compliance Officer/CDD Officer. I was in charge with the whole client due diligence project and also with the implementation of the AML regulations and the monitoring of the bank transactions. All activities related to the Compliance function.

• 

  Giro Bank N.V.

  Nov 2005 - Apr 2007

  Compliance Officer

  In charge with all the compliance activities, provided training to the staff and the branches. Reviewed transactions, assist in implementing the transaction monitoring program.

• 

  ING Bank N.V.

  May 2007 - Apr 2010

  Compliance Officer

  I worked at ING in 2000 till 2005 as Compliance Officer. After that time I left ING Bank to work at a local bank in order to gain more experience in the local sector, as ING Bank was an Offshore Bank. In 2007 ING Bank approach me again with an offer to start again as Compliance Officer. It was a great place to work at so I could not refuse and went back.

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  KPMG Dutch Caribbean & Suriname

  May 2010 - Feb 2019

  Risk Compliance Senior Manager

  All related to risk, Ethics and Independence, Quality control and other monitoring items.• Integrity and independence training• Monitoring of Staff investments accounts• Implementation of independence procedures and conflict checks• Implementation of Risk Procedures icw client acceptance and engagement evaluations• Yearly Risk training• Implementation of the AML requirements for the Dutch Caribbean Practice• Conduct internal testing’s for the Global reviews and monitor the action planData Privacy Liaison Show less

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  Ernst & Young Dutch Caribbean

  Feb 2019 - Aug 2024

  Senior Manager Risk & Compliance
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  ALLYANT GROUP

  Sept 2024 - now

  Senior Compliance Officer