Michael Kociuba

Experience

• 

  BMO Capital Markets

  Jun 2012 - now

  • Direct supervisor to a team of 18 Trade Specialists and Trading Support Consultants providing oversight to 1,000 - 2000 trades daily.• Responsible for second-level review of all larger than specified thresholds for trade value or contract size. • Ensure all appropriate records are kept and signed off for these trades as required by compliance and regulators.• Managing all trade analysis and corrections during trade outages (desk failure, website issues, etc.) to ensure 100% fill accuracy and coordinate client communications. Liaise with management, legal, compliance and business analysts to provide updates for all trade outage issues.• Provide ongoing coaching and training of staff to ensure efficiency and accuracy metrics are exceeded for each individual as well as the team• Develop and maintain Excel spreadsheets to improve accuracy, streamline processes and compile team stats used in coaching and performance evaluation. Show less • Review equity, option, fixed income, mutual fund, GIC, and foreign exchange orders entered by clients through various channels. • Collaborate effectively with internal departments including Sales, Credit, Marketing, Operations, Compliance to leverage the business synergy.•Perform risk management and compliance functions by assisting with Margin Call, Credit Sell-out, Concentration, CRMC, Trade Control, AML and other regulatory requirements.•Support and guide investment representative with the trading rules, firm’s procedures and products knowledge. •Assisted in monitoring the Enhanced Due Diligence Report and Account Watch List report in consultation with the InvestorLine Compliance team. Show less

  • Assistant Manager - Trade Management & Support

    May 2017 - now

  • Trade and Operation Analyst

    Jun 2012 - now