Joseph Tan

Experience

• 

  Ernst & young

  Nov 2007 - Aug 2010

  IT Risk and Assurance Associate

  • Support the main line audit to team by performing key business process reviews and identifying high risk audit areas.• Identify internal controls, control gaps and make recommendation to address control gaps of key business processes.• Perform IT General Controls review.• Preparation of project administration documents and draft audit reports.• Perform analytical procedures by using Computer Assisted Audit Tools (CAATs), such as, Audit Command Language (ACL).• Perform advisory jobs, such as, risk assessments and SAS 70 examination.• Supervise less experienced staffs that are part of the engagement team. Show less

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  SM Investments Corporation

  Sept 2010 - May 2011

  IT Audit Officer

  • Perform key business process reviews to identify internal controls and control gaps.• Perform IT General Controls review.• Make recommendations to improve efficiency and effectiveness of key business processes.• Assists the user departments when they are developing or modifying business applications.• Report results of audit procedures directly to the Vice President of Internal Audit Department.• Perform analytical procedures by using Computer Assisted Audit Tools (CAATs), such as, Audit Command Language (ACL). Show less

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  Adelfia LLC

  Jun 2017 - Jul 2019

  • Supervising project engagements from planning, execution, documentation through reporting and wrap-up. • Designing the nature, timing and extent of procedures performed to evaluate the design and operating effectives of key IT controls.• Overseeing staffs’ fieldwork and performing quality review of work papers.• Communicating with client management on project status, results, and issues. • Performed IT audit procedures related to compliance and financial audit over government agencies.• Performed agreed upon procedures provided by Illinois Gaming Board (IGB) over Illinois Casinos.• Performed agreed upon procedures provided by Illinois Lottery to ensure the integrity of daily lottery drawings.

  • Senior IT Auditor

    Jan 2018 - Jul 2019

  • IT Auditor

    Jun 2017 - Dec 2017
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  KPMG US

  Aug 2019 - Sept 2021

  Senior Associate, IT Assurance in Risk Consulting
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  KPMG

  Oct 2021 - now

  Manager, Technology Risk Management