Experience

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  Mindspace outsourcing services pvt. ltd.

  Aug 2007 - Feb 2011

  Associate

  Understanding process of the Client’s Business and actively involved in the transition of the process. Preparing the Business Process Documents and SOPs and configuring the pre-requisites which includes Creation of training material, structured drafts etc. Imparting Training to the End Users

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  Eclerx

  Dec 2011 - Jun 2013

  Performing risk audits on Operations and consulting & advising Operational heads on mitigation of risks Coordinating with Clients to trace training requirementsArranging Mock Calls for employees who have a direct interaction with Clients (onsite)Business Analyst and POC for the internal Training toolSME for Investment banking operations – Settlement and Confirmation.Researching on new financial products across the Equity, Fixed Income and OTC Derivatives domain (Credit Default Swaps, Interest Rate Swaps, etc.)Generating spreadsheet reports to track and monitor compliance with the Knowledge Management guidelines – using MacroPOC for the internal compliance for the Financial Services vertical Show less

  • Senior Analyst

    Mar 2013 - Jun 2013

  • Analyst

    Dec 2011 - Feb 2013
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  Thomson reuters

  Sept 2014 - Aug 2019

  Lead the MIS team for an investment banking clientRole and responsibility:Handling MIS team for a document review project, ensured that all the daily, weekly and monthly metrics for management review are prepared on time and accuratelyWas highly acknowledged for identifying and creating scope of automation, monitoring day-to-day process development and implementing new plans which helped management achieve their agreement targetsPreparing and presenting monthly and quarterly decks to N4 managementTransitioning the reporting database from Excel to visualization tools like Alteryx and Tableau Show less Worked in Investment Banking Domain on a global legal documentation digitization and clause match and data capture project for legacy agreements (including ISDA Master Agreements, CSA, Prime Brokerage, Listed Derivatives, Repurchase and Securities Lending and Borrowing agreements) subject to regulatory requirementsDay to day Client reporting to track the targets and ensure the same are accomplished within the stipulated TATPreparing different metrics to define the current status of the project. It also involves the reports prepared for the sponsors and consumers. Enabling management decisions to be made based upon accurate data. Show less

  • Assistant Manager

    Oct 2017 - Aug 2019

  • Senior Executive

    Sept 2014 - Sept 2017

  • Executive

    Sept 2014 - Mar 2016
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  Ernst & young

  Sept 2019 - Feb 2021

  Knowledge manager in sales enablement division of EY GDSRole and responsibility:Working on medium level pursuits and assisting senior management in preparing client proposals. Ensuring the content is appropriate, informative and fine tuned before the proposal is presented to the client. Building/updating content repository of RFX responses, case studies, biographies and trackers that have been used in different client pursuits, ensuring client confidentiality is maintained while harvesting the information. Show less Leading due diligence team for an investment banking clientRole and responsibility:As a project lead, managed risk and regulatory projects, performing due diligence/KYC for an investment bankManaged end-to-end delivery for the business deliverables including team budgeting, SOP, Playbook and BillingDaily management of different projects and ensuring strong governance for robust productionImplementation of regulatory control framework, risk reviews and client servicing, like Brexit project, FINRA, FATCA, EMIR, and MiFID II Show less

  • Assistant Manager

    Jul 2020 - Feb 2021

  • Assistant Manager

    Sept 2019 - Jun 2020
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  Credit suisse

  Mar 2021 - Jul 2024

  Assistant vice president

  - Successfully transitioned from vendor role to permanent position at Credit Suisse.- Managed and ensured ongoing compliance with regulatory requirements for MiFID II and FINRA 2111.- Ensured all regulatory obligations from Credit Suisse were met, including adherence to MiFID Terms of Business and FINRA suitability requirements.- Prepared weekly and monthly metrics, conducted front-office reporting, and implemented client suspension protocols for non-compliance.